- Dominion Energy (Richmond, VA)
- …execution of capital markets and financing transactions (debt, equity, equity-linked securities , and interest rate derivatives) including due diligence and pro forma ... access to information and technology subject to export controls under US law. Compliance with these export controls may result in Dominion Energy limiting its… more
- Regions Bank (Clayton, MO)
- …ongoing product training within designated markets + Manages licensed banker compliance with continuing education (CE) expectations + Monitors and facilitates ... a financial services environment + Life Insurance License + Experience with investment securities + Ability to travel within assigned geography on a regular basis… more
- Capital One (New York, NY)
- …of experience working in Product Management + At least 7 years of experience in securities origination or trading management in Capital Markets + At least 7 years of ... equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One… more
- Wells Fargo (New York, NY)
- …information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The group provides ... requirements and the executive as a Board member for Wells Fargo Securities International Limited, Wells Fargo Bank International UC and Wells Fargo International… more
- State of Massachusetts (Boston, MA)
- …as the chief election officer, chief information officer, and chief securities regulator in Massachusetts. Additionally, the office is charged with registering ... approved exemption as of their start date. Details relating to demonstrating compliance with this requirement will be provided to applicants selected for employment.… more
- Publix (Lakeland, FL)
- …policies and procedures are followed and processes are completed timely in compliance with plan documents, and regulations issued by the US Department of ... Retirement Income Security Act (ERISA), the US Internal Revenue Service (IRS) and Securities and Exchange Commission (SEC) + Knowledge of Publix culture, history and… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... risks in business decisions, safeguarding the firm's reputation and ensuring compliance with applicable laws, rules, and regulations. + Escalate, manage, and… more
- Citigroup (Tampa, FL)
- …and deep domain expertise in financial services [ eg: Securities , secured financing, rates, Liquidity reporting, Derivatives, front office/back-office system, ... services , middleware [ Kafka, MQ] + Familiarity with regulatory and compliance reporting tools and processes. **Job Family Group:** Technology **Job Family:**… more
- AbbVie (North Chicago, IL)
- …Legal Division's Corporate Governance group. This position reports to the Counsel, Securities and Governance, and plays a key role in managing subsidiary corporate ... liquidation, integration and restructuring projects, ensuring effective execution and compliance with legal requirements. + Collaborate cross-functionally and externally… more
- State of Massachusetts (Boston, MA)
- …as the chief election officer, chief information officer, and chief securities regulator in Massachusetts. Additionally, the office is charged with registering ... approved exemption as of their start date. Details relating to demonstrating compliance with this requirement will be provided to applicants selected for employment.… more