- Raymond James Financial, Inc. (St. Petersburg, FL)
- …supporting financial advisors who provide financial planning, investment advisory and securities transaction services to their clients. The ideal candidate is ... processes. + Review documentation of new/existing processes to ensure regulatory compliance . + Update existing procedural documentation when applicable. + Analyze… more
- PVH Corp. (New York, NY)
- …from around the globe, we currently have COEs dedicated to: + Compliance + Employment + Intellectual Property (including Trademarks, Licensing and Brand Protection) ... PVH Board of Directors. In addition, the role helps support PVH Corp.'s Securities and Exchange Commission reporting obligations and other Legal functions. This role… more
- Amentum (Vienna, VA)
- …intelligence products. + Experience in the financial services industry, including compliance , asset and wealth management, securities , or banking operations. ... Amentum is proud to be an Equal Opportunity Employer. Our hiring practices provide equal opportunity for employment without regard to race, sex, sexual orientation, pregnancy (including pregnancy, childbirth, breastfeeding, or medical conditions related to… more
- MUFG (Tempe, AZ)
- …and/or operational risk management, (includes operations, operational risk management, compliance , audit, and third-party risk management within technology and or ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Bank of America (Charlotte, NC)
- …Description:** This job is responsible for providing operational support for securities , loans, exchange traded derivatives and over the counter derivatives across ... a high degree of accuracy with customers and data to ensure compliance with regulations and policies. Responsible for managing the trade-capture workflow for… more
- Citigroup (Jersey City, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …of accountants across multiple accounting areas, managing the month-end close, ensuring compliance with US GAAP and SOX, and driving process improvements. Accounting ... purview of the Manager, Corporate Accounting include cash and marketable securities , foreign exchange derivatives, leases, fixed assets, intangible assets and… more
- MUFG (Houston, TX)
- …documentation + Ownership and management of processes required for compliance and execution, including profitability analysis, committee approvals, legal due ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Capital One (Mclean, VA)
- …2 years of experience with bank products including credit cards or mortgage securities or loans or deposits or commercial lending or securitizations At this time, ... equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One… more
- Raymond James Financial, Inc. (Memphis, TN)
- …to ensure efficient and timely workflow with special regard to service delivery, compliance , and risk factors for the firm. + Ensures appropriate documentation and ... implementation. + Investment concepts, practices, and procedures used in the securities industry. + Market trading practices of products, including equities, ETFs,… more