- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …of accountants across multiple accounting areas, managing the month-end close, ensuring compliance with US GAAP and SOX, and driving process improvements. Accounting ... purview of the Manager, Corporate Accounting include cash and marketable securities , foreign exchange derivatives, leases, fixed assets, intangible assets and… more
- MUFG (Houston, TX)
- …documentation + Ownership and management of processes required for compliance and execution, including profitability analysis, committee approvals, legal due ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Capital One (Mclean, VA)
- …2 years of experience with bank products including credit cards or mortgage securities or loans or deposits or commercial lending or securitizations At this time, ... equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One… more
- Raymond James Financial, Inc. (Memphis, TN)
- …to ensure efficient and timely workflow with special regard to service delivery, compliance , and risk factors for the firm. + Ensures appropriate documentation and ... implementation. + Investment concepts, practices, and procedures used in the securities industry. + Market trading practices of products, including equities, ETFs,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …enable the organization to achieve its business objectives. + Monitors regulatory compliance with internal and external groups including auditors, FINRA, IRS, SEC ... to act in a sponsorship role. + Principles of finance and securities industry operations. + Financial markets and products. + Performance management. **Skills:**… more
- Ferguson Enterprises, LLC. (Humble, TX)
- …concerning the status of customers and receivables. + Adhere to Company compliance and Health Safety and Environment (HSE) policies, procedures, and requirements. ... + Knowledge of credit fundamentals (ex: financial statement analysis, secondary securities , contract/bankruptcy law, etc.). At Ferguson, we care for each other.… more
- PCL Construction (Tempe, AZ)
- …Identifies and communicates with the project team and accounting management any compliance and/or project risks (eg, trade partner issues, financial risk). + ... generally accepted accounting principles. + Intermediate knowledge of bid and contract securities and insurance as they relate to risk management, claims management,… more
- MUFG (Walnut Creek, CA)
- …for the production and submission of multiple regulatory filings in compliance with legal and regulatory requirements, the Bank's policies and procedures, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- CNO Financial Group (Carmel, IN)
- …within collateralized loan obligation (CLO) structures and $350M in CLO debt securities . The individual will be primarily responsible for ensuring that our ... and quarterly reports are accurate and distributed to investors + Monitoring compliance with indenture requirements and identifying tests at risk of failure +… more
- JPMorgan Chase (Chicago, IL)
- …of the business are functioning + Ensure timely and effective responses to compliance , supervision and audit examinations on a priority basis + Provide approval when ... **Required qualifications, capabilities, and skills** + 10+ years of experience in the securities / investment industry + 5+ years of experience managing a team +… more