- DuPont (Edina, MN)
- …resourced, and systems are in place to ensure regulatory and corporate policy compliance and that safety corrective actions are completed on time while meeting their ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- Neuberger Berman (New York, NY)
- …degree with 1-3 years of work experience in Private Credit, Asset Back Securities , Structured Finance, or on the buy-side + Strong analytical and problem-solving ... + Experience in managing loan portfolios, including monitoring performance and compliance with covenants + Experience with both subscription line and asset-backed… more
- DuPont (Richmond, VA)
- …+ Manage / improve the Safety Instrumented Systems (SIS) to ensure compliance with corporate standards. + Monitor and troubleshoot control systems and ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- DuPont (Laplace, LA)
- …including work orders, equipment history, and maintenance logs. + Ensure compliance with safety and environmental regulations during maintenance activities. + ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- Citigroup (New York, NY)
- …with other products in Investor Services ie Fund Administration, FX & Agency Securities lending to provide seamless integration of Global Custody offering with these ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Brightstar Lottery (Providence, RI)
- …to the preparation of the annual US GAAP Form 20-F filing with the US Securities & Exchange Commission (SEC), the annual IFRS US consolidated report, and annual IFRS ... activities of external auditors + Mornitors and ensures timely identification and compliance with evolving accounting guidance + Provides US GAAP and IFRS… more
- MUFG (New York, NY)
- …to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree, CFA candidacy ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Capital One (Mclean, VA)
- …of experience in Capital Markets, Accounting, Front Office, Trade Operations in fixed income securities , or a combination + At least 3 years of experience with SQL, ... equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One… more
- DuPont (Wilmington, DE)
- …and automate HR processes and workflows. + Lead the approach for security, compliance , and controls within our HR systems and integrations to adjacent systems, ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- Citigroup (Getzville, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more