- Emory Healthcare/Emory University (Atlanta, GA)
- …in disciplines related to business law, including mergers & acquisitions, securities regulation, corporate finance, and other related business law fields. The ... directed to the Emory University Department of Equity and Civil Rights Compliance , 201 Dowman Drive, Administration Building, Atlanta, GA 30322. Telephone: ### (V)… more
- Raymond James Financial, Inc. (Chicago, IL)
- …Banking. + Fundamental investment concepts, practices and procedures used in the securities industry. + Concepts, practices and procedures of Tax and Accounting. + ... + Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume activity. + Think independently on matters of significance… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Siemens Energy (Raleigh, NC)
- …tax and currency concepts, importduties, credit risk management, financial securities (letters ofcredit/bank guarantees), terms of payments, cashflow analysis, ... bids during the LoA process according to required escalationlevels, ensuring compliance with accounting standards (eg, IFRS) foraccurate order intake and revenue… more
- DuPont (Newark, DE)
- …(eg ISO 9001:2015) and the controls necessary to achieve and maintain compliance with the standards as appropriate. + Demonstrated knowledge of lab analytical ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- MUFG (New York, NY)
- …with front-office, credit risk management, legal and regulatory teams to ensure compliance with industry standards and regulatory guidelines + Report and present ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (New York, NY)
- …essential risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk management strategies ... provide advice on such documentation negotiation from the credit perspective . Securities /Private Client and Asset Management products and an understanding of the… more
- MUFG (Jersey City, NJ)
- …to better meet evolving business and regulatory needs. **** **Governance & Compliance ** + Ensure reporting outputs comply with internal risk policies, procedures, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- …wider Citi Wealth lending growth aspirations. Ensuring effective and consistent compliance to control standards + Managing expectations through strong communication ... loans secured by a variety of asset classes including complex marketable securities loans and less liquid financial assets, commercial real estate to more… more
- Aflac (New York, NY)
- …of Data Governance GI Business Partners: GI Front Office, Investment Compliance , GI Data Management (Japan), Investment Accounting, Tax, Treasury, Trade Operations ... Loans, Real Estate Debt, Structured Private Credit, CLOs, Asset Backed Securities , etc), Private Equity, and Derivatives with demonstrated experience to support… more