- Citigroup (Tampa, FL)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. We enable clients ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- CGI Technologies and Solutions, Inc. (Reston, VA)
- …this role:** * Strong understanding of Capital Markets products, especially mortgage-backed securities and trading systems * Proficiency in Python for scripting and ... to apply for a job in the US, please email the CGI US Employment Compliance mailbox at US_Employment_###@cgi.com . You will need to reference the Position ID of the… more
- CGI Technologies and Solutions, Inc. (Reston, VA)
- …dimensional data models * Familiarity with fixed income instruments, mortgage-backed securities (MBS), and risk management principles * Experience with data ... to apply for a job in the US, please email the CGI US Employment Compliance mailbox at US_Employment_###@cgi.com . You will need to reference the Position ID of the… more
- CoStar Realty Information, Inc. (Irvine, CA)
- …management experience in a business-to-business (B2B) environment selling CRE, financial securities , fintech/proptech, business intelligence or data & analytics is a ... genetics, disability, age, or veteran status. CoStar is also committed to compliance with all fair employment practices regarding citizenship and immigration status.… more
- Janus Henderson Investors (Denver, CO)
- …key stakeholders across Investments, Marketing, Distribution, Media Relations, and Compliance . + Take content from concept through completion, ensuring deliverables ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- PNC (Cleveland, OH)
- …security analysis across corporate, government, mortgage backed, and asset backed securities . Preferred skills/experience: * Be highly motivated and have a strong ... model. + Prepares and analyzes detailed documents for validation and regulatory compliance , using applicable templates. PNC Employees take pride in our reputation… more
- Equitable (Philadelphia, PA)
- …and wealth-building programs + Our competitive payouts + Our operation and compliance infrastructure support * LPL Financial, member FINRA, SIPC, is the clearing ... firms + 80 branch offices * **Source** : https://equitable.com/careers-at-equitable/equitable-advisors Securities offered through Equitable Advisors, LLC (NY, NY ###),… more
- Citigroup (New York, NY)
- …current on all aspects of the credit relationship, including exposure, compliance , and potential credit concerns. * Oversee periodic relationship credit monitoring ... or credit preferably in the financial services industry. + Commercial Mortgage Backed Securities (CMBS) experience a plus. + Ability to apply credit and risk… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …in disciplines related to business law, including mergers & acquisitions, securities regulation, corporate finance, and other related business law fields. The ... directed to the Emory University Department of Equity and Civil Rights Compliance , 201 Dowman Drive, Administration Building, Atlanta, GA 30322. Telephone: ### (V)… more
- Raymond James Financial, Inc. (Chicago, IL)
- …Banking. + Fundamental investment concepts, practices and procedures used in the securities industry. + Concepts, practices and procedures of Tax and Accounting. + ... + Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume activity. + Think independently on matters of significance… more