- MUFG (New York, NY)
- …to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree, CFA candidacy ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Capital One (Mclean, VA)
- …of experience in Capital Markets, Accounting, Front Office, Trade Operations in fixed income securities , or a combination + At least 3 years of experience with SQL, ... equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One… more
- DuPont (Wilmington, DE)
- …and automate HR processes and workflows. + Lead the approach for security, compliance , and controls within our HR systems and integrations to adjacent systems, ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- Mizuho Corporate Bank (New York, NY)
- …procedure documentations related to new and existing regulatory requirements to ensure firm's compliance . + Keep track of each assigned tasks and projects, and meet ... EUC controls. + Working knowledge of financial products (eg loans, deposits, securities , derivatives, money market products, repos etc.). + Strong ability to handle… more
- Citigroup (Getzville, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Moss Adams LLP (New York, NY)
- …firms' Valuation group is recognized as a leader in the valuation of businesses, securities , and intangible assets for a wide range of tax, transaction and ... compliance purposes. Individuals who thrive at Moss Adams exhibit the following success skills - Collaboration, Critical Thinking, Emotional Intelligence, Executive… more
- DuPont (Laplace, LA)
- …improvement initiatives to enhance team performance and efficiency. + Ensure compliance with company policies, procedures, and quality standards. + Provide feedback ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- NextEra Energy (Juno Beach, FL)
- …tax equity partnerships and other joint ventures, tax credit transfer deals, and securities offerings. This role will also involve reviewing and commenting on tax ... selection process for qualified individuals, including accommodations related to compliance with conditional job offer requirements, consistent with federal, state,… more
- SUNY Westchester Community College (Valhalla, NY)
- …accounts receivable, state and federal grants, gifts, rents and royalties, investments, securities , and real estate; + Serves as the primary liaison to County ... affairs of the college, or as assigned by the President; + Ensures regulatory compliance and provides timely delivery of a wide array of business, facilities and… more
- DuPont (Wilmington, IL)
- …. Manage and improve the Safety Instrumented Systems (SIS) to ensure compliance with corporate standards. . Keep track of engineering changes and update ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more