- Southern California Edison (Rosemead, CA)
- …including identifying legal and business risks and recommending solutions. + Securities /Corporate Governance Sr Attorney oversees compliance with federal and ... you'll be primarily responsible for advising internal client organizations regarding compliance with applicable federal, state, and local statutes, regulations and… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $115,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD … more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Southern California Edison (Rosemead, CA)
- …including identifying legal and business risks and recommending solutions. + Securities /Corporate Governance Sr Attorney oversees compliance with federal and ... the outcome of important and uncertain legal and factual issues, ensuring legal compliance . + Leads the development and implementation of legal strategies and SCE's… more
- S&P Global (Boulder, CO)
- …AI tools within S&P Global Ratings. They are members of the Risk & Compliance Department, which serves as a critical control function for S&P Global Ratings. This ... research as necessary. + Conducts regular reviews and audits to ensure compliance with established standards. Analytical Platforms + Applies knowledge of Excel or… more
- Berkshire Bank (Boston, MA)
- …Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the compliance ... Management division. This position will provide leadership and strategy for the compliance and risk management of the Wealth Management (Trust department) business… more
- TD Bank (Portland, ME)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...wealth business as a bank subsidiary, a focus on securities investment management and fiduciary activities, state insurance regulatory… more
- MUFG (Irving, TX)
- …of interest. The position shall be responsible to ensure that an effective compliance program is developed and maintained to address compliance with applicable ... key compliance issues and actions are taken to mitigate compliance risk. **Principal functions and responsibilities:** + Develop and maintain relationships with… more
- ManpowerGroup (Milwaukee, WI)
- …* Provide legal counsel on a wide range of corporate matters, including securities law, M&A, commercial contracts, and regulatory compliance . * Draft, review, ... legal professional to serve as Corporate Secretary and Chief Ethics and Compliance Officer for ManpowerGroup. This position is critical to ensure sound corporate… more
- Insight Global (Dallas, TX)
- …Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the fintech space. The ... Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and managing the...accordance with the rules and regulations of the US Securities and Exchange Commission (SEC) and the Financial Industry… more