- MUFG (Irving, TX)
- …team will provide more details. **Summary:** As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for ... be charged with executing the Financial Crimes and Core Compliance Training program for the Americas, which may include,...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Americas Control Room Manager New York, New York;, **To proceed with your application, you must be at least 18 years of ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Compliance Operational-Risk-Manager Americas-Control-Room-Manager\_25038859-2) **Job Description:** At Bank of America,… more
- KeyBank (Brooklyn, OH)
- …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing… more
- HUB International (New York, NY)
- …mergers and acquisitions. This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company. This ... registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer, will be a highly visible, senior leadership position, reporting… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Janus Henderson Investors (Denver, CO)
- …with your own, we would love to hear from you! Your opportunity The Senior Compliance Analyst performs a variety of activities in the Corporate Compliance group ... related to the design and implementation of Janus Henderson Investors' compliance program under Rules 38a-1 and Rule 206(4)-7. The key duties and responsibilities… more
- Louisiana Department of State Civil Service (LA)
- Compliance Examiner 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4930974) Apply Compliance Examiner 1-4 Salary $3,345.00 - ... offices: Baton Rouge, New Orleans, Lafayette, Alexandria, Shreveport and Monroe. Compliance Examiners employed by the Office of Financial Institutions may conduct… more
- Vanguard (Malvern, PA)
- Join a dynamic compliance team that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor, you'll help ensure ... on how we serve our clients. What You'll Do- + Design & Enhance Compliance Programs: Develop and refine compliance processes for investment services and support… more
- T. Rowe Price (Owings Mills, MD)
- …to you . Role Summary Partners with internal clients to implement strategic compliance initiatives for T. Rowe Price's proprietary and subadvised 40 Act products ... focused on delivering measurable business results and coordinating compliance activities across multiple departments. The position will contribute to the success of… more
- MUFG (Irving, TX)
- …Are you a hard-working and resourceful candidate interested in pursuing a career in compliance and the banking industry? This opportunity might be right for you. As ... part of the Compliance Analyst Program, the Analyst will work closely with...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more