- First National Bank of Omaha (Omaha, NE)
- … compliance management experience with a bank or financial institution(2LOD/ Compliance related role). ( Securities Trading, Wealth Management, or Non-Consumer ... **Summary of the Job:** The Internal Auditor II - Compliance is responsible for the timely execution of assigned...of assigned audits. The successful candidate is an experienced compliance auditor and/or has banking compliance management… more
- KeyBank (Brooklyn, OH)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **The** **Regulatory Technology Senior Compliance Manager** **is a critical member of the KIS Compliance team, ... and supporting technology platforms and vendor relationships that underpin compliance functions.** **This individual contributor role sits within the** **second… more
- Vanguard (Malvern, PA)
- …In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while ... providing exceptional, high-value business partnership and compliance support. In addition, Vanguard is an employer of choice that continually invests in the growth,… more
- MUFG (New York, NY)
- …details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who ... and able to effectively communicate with various stakeholders. + Assess regulatory/ compliance controls related to areas of coverage. This would include providing… more
- Santander US (Dallas, TX)
- Sr. Director, Compliance Testing Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial services ... **We Want to Talk to You!** **The Difference You Make:** The Senior Director, Compliance Testing will provide strategic leadership and oversight of the firm's US … more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...regulations, and industry standards, as it applies to Banking, Securities , Insurance, Prudential, Finance, HR, etc. + Experience with… more
- Santander US (Dallas, TX)
- Regulatory Compliance Testing - Advisor Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial ... Talk to You!** **The Difference You Make:** The Advisor, Compliance Testing (CT) plays a crucial role in ensuring...promulgated by federal and state regulators, as well as securities , banking, and futures regulators. + Strong interpersonal skills… more
- Wells Fargo (Charlotte, NC)
- …successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned... Officer to join the CIB Macro Business Aligned Compliance Team. Learn more about the career areas and… more
- TD Bank (Greenville, SC)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …of Fifth Third Bank's Swap Dealer, Capital Markets and Volcker compliance programs. This includes non- securities regulations covering interest rate ... Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Assist the Compliance Director of the Swap Dealer, Capital Markets and Volcker in the development… more