- JPMorgan Chase (Newark, OH)
- **Team: Network Performance Management** **Job Title: Americas Securities Network Performance Manager Team Lead** **Location/Bldg: Delaware / Brooklyn US** **Hiring ... Bank (CIB) is a global leader across banking, markets, and securities services. The world's most important corporations, governments and institutions entrust… more
- DuPont (Wilmington, DE)
- …strategic Senior Tax Manager to lead our US Federal and International tax compliance and reporting functions for a spin-off of a rapidly growing electronics business ... US federal and international components of the income tax provision, and ensuring compliance with all applicable tax laws and regulations. The position will also… more
- City National Bank (New York, NY)
- …- Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing the design, ... implementation and administration of the compliance rules engine within the Order Management System/Portfolio Management System to mitigate the regulatory,… more
- Raymond James Financial, Inc. (New York, NY)
- …develop US Books and Records program personnel + Mature and sustain the compliance framework for Books and Records Governance for United States based affiliates. + ... and assess records-related risk with business partners to identify and address compliance gaps or risk mitigation steps + Maintain industry knowledge of… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $190,000 USD TD is committed to providing fair ... FCRM TDS Business Oversight **Reports to:** AVP, Head of FCRM Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team supports TD… more
- Mizuho Corporate Bank (New York, NY)
- The individual will be joining the Volcker Compliance and Americas Treasury Department Advisory team. The candidate will also have the opportunity to work on other ... and Responsibilities: Assist with the assessment of the current Volcker Compliance program and identify opportunities for improvement, increasing efficiency, and… more
- Securities and Exchange Commission (Washington, DC)
- …timeframes. Advising on transactions and interpretive questions arising under the Securities Act of 1933; the registration, reporting, proxy and other disclosure ... and fraud provisions of the Securities Exchange Act of 1934; the Sarbanes-Oxley Act of...rules and regulations promulgated under the foregoing statutes; assuring compliance with the requirements of the forms and procedures… more
- Citigroup (New York, NY)
- …range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction with our ... Derivatives, and ensure clearance, settlement and investigation of these securities and derivatives transactions. **Responsibilities:** + Resolve complex process… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and… more
- MUFG (Irving, TX)
- …team is seeking a Vice President to serve as a Financial Crimes Compliance Technology Manager. This role will support the Americas team in overseeing sanctions ... Provide oversight of sanctions screening applications and related projects to ensure compliance with US regulations and internal technical standards. + Support issue… more