- Wells Fargo (Wasilla, AK)
- …experience, training, military experience, education + Successfully completed Securities Industry Essentials (SIE) exam or equivalent **Desired Qualifications:** ... will be accepted. This will be communicated at time of offer acceptance. Compliance with state law registration and licensing requirements is mandatory. In addition… more
- Wells Fargo (Charlotte, NC)
- …successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of ... Fargo is seeking a CIB Quantitative Strategist - Vice President (Lead Securities Quantitative Analytics Specialist) in Corporate & Investment Banking. Learn more… more
- Wells Fargo (New York, NY)
- …activity may include, but is not limited to: foreign exchange, repo, securities trading, futures & OTC clearing, bilateral derivatives, securities lending ... risk attributes; policies; procedures; constituent, financial, and legal documents; and compliance requirements that influence and lead the broader work team to… more
- Wells Fargo (St. Louis, MO)
- …degree or higher in business or finance + Foreign exchange experience + Securities markets or trading experience + Knowledge and understanding of financial products: ... exposure to fixed income securities , derivatives, and foreign exchange + Knowledge and understanding...license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is… more
- Wells Fargo (New York, NY)
- …particular needs and interests in generating new investment ideas and securities solutions, and share objective assessments of future business opportunities ... work experience, training, military experience, education **Desired Qualifications:** + Securities industry experience including Biotech coverage + Strong analytical… more
- ManpowerGroup (Milwaukee, WI)
- Our client, a leading organization in the corporate governance and securities reporting sector, is seeking a dedicated and detail-oriented Global SEC Paralegal to ... strong organizational skills, excellent judgment, and a proactive approach to compliance and regulatory matters, which will align successfully within the… more
- S&P Global (New York, NY)
- …ensuring targets are met or exceeded, while maintaining high standards of compliance . + Utilize client insights and market trends to inform business development ... acting as a role model for integrity, client orientation, collaboration, and compliance . + Extensive coaching and mentoring experience, including coaching others to… more
- S&P Global (New York, NY)
- …to track model performance, data quality, and infrastructure. + **Security and Compliance :** Implement security measures and compliance standards to protect ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- MUFG (New York, NY)
- …settlement engine. This role requires deep expertise in trade flows, securities processing, cash management, and settlement across platforms such as Broadridge ... to optimize workflows, maintain data integrity, and ensure regulatory compliance . Strong analytical, troubleshooting, and communication skills are essential, along… more
- S&P Global (New York, NY)
- …and ongoing dialogue with US Public Finance analytical leadership ensuring compliance with regulatory and corporate governance requirements in all sales activities ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more