• Director II, Sanctions & Governance

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …develop tactical plans for FCM-related enterprise client and corporate securities review initiatives. Completes assignments with substantial latitude for autonomous ... of sanctions trends, emerging issues and necessary enhancements to the Sanctions Compliance Program. + Identifies and escalates material risks and instances of… more
    Raymond James Financial, Inc. (10/07/25)
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  • Associate Director, US RMBS Ratings

    S&P Global (Boulder, CO)
    …quality + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria + Demonstrate strong knowledge of ratings criteria and cash ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (09/21/25)
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  • Financial Examiner/Analyst II

    MyFlorida (Tallahassee, FL)
    …banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money ... relating to financial institutions, financial services companies, insurance companies, securities dealers or investment advisers, mortgage brokers or lenders, or… more
    MyFlorida (12/13/25)
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  • Associate Director - Esoteric ABS Structured…

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (12/13/25)
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  • Associate Director, Global Infrastructure/Project…

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (12/10/25)
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  • Sr Data Scientist- NLP, LLM and GenAI

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (12/09/25)
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  • Senior Specialist, Global Sanctions

    Charles Schwab (Southlake, TX)
    …tools to screen and review the firm's clients, along with their transactions and securities . The team is also responsible for the management and oversight of these ... including access, tuning, and data governance. With firm-wide responsibility for sanctions compliance , the Global Sanctions team serves as the firm's focal point for… more
    Charles Schwab (12/06/25)
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  • Sr. Director, Software Engineering

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (12/04/25)
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  • Associate Director, APF Municipal & Cooperative…

    S&P Global (Boulder, CO)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (11/25/25)
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  • Senior Analyst - S&P Global

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (11/25/25)
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