• Director, Business Manager - Rates

    MUFG (New York, NY)
    …In-scope businesses include Government Bonds, Interest Rate Derivatives, Mortgages, Asset-backed Securities and Securities Financing. The candidate will assist ... processes and controls are appropriately documented and managed, working with compliance and legal to develop solutions to ensure regulatory compliance… more
    MUFG (11/05/25)
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  • Senior Director of Strategy and Business…

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (11/03/25)
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  • Associate Director - ML/MLOps Engineering Lead

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (10/31/25)
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  • Operations Fed Settlements Vice President

    MUFG (New York, NY)
    …and integrate into the team with a team lead mentality. **Responsibilities:** ** Securities Settlement and Exception Management:** + Monitor and actively process US ... workflows for new business requirements (Central Clearing, Sponsored Repo, ACAP, etc.). ** Compliance and Risk Management:** + Ensure compliance with regulatory… more
    MUFG (10/29/25)
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  • Engineer III, Software Development

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (10/23/25)
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  • Associate Director - Structured Credit…

    S&P Global (Englewood, CO)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (10/21/25)
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  • Product Manager: S&P Global Ratings

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (10/14/25)
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  • Equity Research Associate - Biotechnology

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $120,000 - $190,000 USD TD is committed to providing fair ... details for this role. **Job Description:** TD Cowen, a division of TD Securities , is looking for an Equity Research Associate to join its Healthcare, Biotechnology… more
    TD Bank (10/12/25)
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  • Director, Sales: Project Finance & Infrastructure,…

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (10/02/25)
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  • Director, Legal Counsel

    Charles Schwab (Westlake, TX)
    …advice. You will work directly with clients and second-line risk partners in Compliance in both ad hoc and project-based settings, providing legal advice in writing ... investment adviser, or as a staff attorney with the Securities and Exchange Commission, FINRA, or a state ...Securities and Exchange Commission, FINRA, or a state securities regulator. + Deep understanding of Investment Advisers Act,… more
    Charles Schwab (12/13/25)
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