- Tri-State Generation and Transmission Association, Inc. (Westminster, CO)
- …with United States (US) Generally Accepted Accounting Principles (GAAP), the Securities and Exchange Commission (SEC), and the Federal Electric Regulatory Commission ... with United States (US) Generally Accepted Accounting Principles (GAAP), the Securities and Exchange Commission (SEC), and the Federal Electric Regulatory Commission… more
- State of Minnesota (St. Paul, MN)
- …**Hiring Agency/Seniority Unit** : Commerce Dept + **Division/Unit** : Financial Institutions - Securities Exams + **Work Shift/Work Hours** : Day Shift + **Days of ... Working alongside a team of Auditors, the Auditor Intermediate helps identify compliance issues or potential risks and contributes to the preparation of audit… more
- S&P Global (New York, NY)
- …to track model performance, data quality, and infrastructure. + **Security and Compliance :** Implement security measures and compliance standards to protect ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (New York, NY)
- …ensuring targets are met or exceeded, while maintaining high standards of compliance . + Utilize customer insights and market trends to inform sales strategies ... acting as a role model for integrity, customer orientation, collaboration, and compliance . + Must have analytical and problem-solving skills, with a focus on… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- S&P Global (New York, NY)
- …+ Ensure adherence to data governance standards, security protocols, and compliance requirements while digitizing sensitive data. + **Automation** : + Drive ... desirable. + Strong understanding of data governance, security practices, and compliance regulations (GDPR, HIPAA, etc.). + **Technical Skills** : + Proficiency… more
- Securities and Exchange Commission (Washington, DC)
- …is responsible for conducting examinations of entities subject to Regulation Systems Compliance and Integrity (SCI). This program area also administers the SEC's ... at SROs, broker-dealers, or investment advisers, conduct assessments of registrant compliance with applicable statute and regulation, and prepare written reports of… more
- S&P Global (Chicago, IL)
- …process, ensuring high-quality analytics and optimal resource allocation. + Promote a positive compliance culture and lead by example within your team. + Foster a ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- Santander US (Miami, FL)
- …Income operations team. This includes ensuring high service quality, regulatory compliance , and alignment with internal standards. The role requires a strategic ... including root cause analysis, remediation, and preventive measures. * Monitor compliance with regulatory requirements and internal policies (eg, trade reporting,… more
- Citigroup (Jersey City, NJ)
- …issues, developing and implementing effective solutions. + Champion compliance -related activities, driving adherence to established procedures and controls, ... strong commitment to protecting Citigroup's reputation, clients, and assets through compliance with laws, regulations, and ethical conduct. + Effectively escalate,… more