- S&P Global (Chicago, IL)
- …process, ensuring high-quality analytics and optimal resource allocation. + Promote a positive compliance culture and lead by example within your team. + Foster a ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- Santander US (Miami, FL)
- …Income operations team. This includes ensuring high service quality, regulatory compliance , and alignment with internal standards. The role requires a strategic ... including root cause analysis, remediation, and preventive measures. * Monitor compliance with regulatory requirements and internal policies (eg, trade reporting,… more
- Citigroup (Jersey City, NJ)
- …issues, developing and implementing effective solutions. + Champion compliance -related activities, driving adherence to established procedures and controls, ... strong commitment to protecting Citigroup's reputation, clients, and assets through compliance with laws, regulations, and ethical conduct. + Effectively escalate,… more
- S&P Global (New York, NY)
- …: + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. + Provide ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (Englewood, CO)
- …+ Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. Provide comments ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- City National Bank (Jersey City, NJ)
- …is expected to advise on a broad range of matters under the banking and securities laws, including the SEC, FINRA, OCC, FRB, and FDIC, help resolve issues as they ... in advising the Bank's wealth management businesses on banking and securities regulatory matters, legislation, new product development, and documentation and in… more
- S&P Global (New York, NY)
- …Environmental Solutions businesses as well as to divisional legal, risk, compliance , commercial, product, and business colleagues (including senior management) in ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (New York, NY)
- …cloud technologies and participate in evaluation of new technologies + Ensure compliance through the adoption of enterprise standards and promotion of best practice ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (New York, NY)
- …for rating committees. + Review legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. Provide feedback ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (New York, NY)
- …evaluate system health, delivery velocity, and team performance. + Ensure compliance with privacy, security, and accessibility standards across publishing workflows. ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more