- TD Bank (Mount Laurel, NJ)
- …specific details for this role. **Job Description:** Preferred Qualifications Think "TD Securities " if you crave meaningful work and the excitement of capital ... the latest technology to change the future of TD Securities . The impact of your work will be felt...Conduct code reviews to ensure adherence to quality, standards compliance , reusability and ease of maintenance, Operational Readiness Reviews,… more
- TD Bank (New York, NY)
- …purpose to enrich the lives of our customers, communities and colleagues.** **TD Securities offers a wide range of capital markets products and services to ... work to deliver value for our clients** **every day.** **OVERVIEW** **Within TD Securities , the Quantitative Modeling and Analytics (QMA) team is responsible for the… more
- MUFG (New York, NY)
- …outcomes, timelines and cost requirements are delivered. This includes ensuring compliance to the prescribed project delivery framework and ensuring that reporting ... risk accepted or closed within budget. Preferred: + Strong knowledge of Securities banking. + Good understanding of financial products and front-to-back processes. +… more
- Nuveen Investments (New York, NY)
- …Grade Corporate Trader to facilitate the purchases and sells of Fixed Income securities in the name of and on behalf of clients. While working independently ... and executes orders for the purchase and sale of securities on electronic execution venues and in the Over...Remains aware and diligent with respect to all Firm compliance requirements. + Basic Knowledge of Preferred & Capital… more
- Dentons US LLP (Salt Lake City, UT)
- …8 years of solid sophisticated experience in the areas of corporate, securities , financing, governance, M&A, and general business transactions. The person hired for ... transaction due diligence processes, closings and checklists + Federal and state securities laws and filings + Helping build client relationships + Practice with… more
- Dentons US LLP (Salt Lake City, UT)
- …4-7 years of sophisticated experience in the areas of corporate, securities , financing, governance, M&A, and general business transactions. Candidates should have ... and debt financings, mergers and acquisitions, as well as advising clients on compliance and general business matters. The person hired for this position will be… more
- Dentons US LLP (Salt Lake City, UT)
- …2-3 years of sophisticated experience in the areas of corporate, securities , financing, governance, M&A and general business transactions. Candidates should have ... and debt financings, mergers and acquisitions, as well as advising clients on compliance and general business matters. The person hired for this position will be… more
- Chenega Corporation (Washington, DC)
- …The **Fraud Analyst III Senior OMI** actively supports the United States Securities and Exchange Commission Division of Enforcement's Office of Market Intelligence ... the Data Quality Review. + Make recommendations regarding tips that are not securities matters. + Conduct quality reviews of work products + Conduct workflow… more
- Ally (Albany, NY)
- …reporting, senior/Board level risk committee communication and reporting, policy compliance monitoring, Enterprise Risk strategic initiatives, and other governance ... as required. Much of the focus will be analyzing investment securities comprised of equities, equity options, treasury bonds, agency residential mortgage-backed… more
- S&P Global (Dallas, TX)
- …will be essential in researching a wide range of datasets for Fixed Income securities to then be used for index management and maintenance. Your role is key ... in maintaining index integrity and compliance with methodologies, providing valuable insights to clients globally....a wide range of data sets for Fixed income securities - such as security Reference data, Corporate actions,… more