• Sales & Trading Assistant (Registered)

    Raymond James Financial, Inc. (Memphis, TN)
    …required. + Participates in face to face client meetings. + Assists in compliance review process. + Operates standard office equipment and uses required software ... assigned. **Knowledge, Skills, and Abilities** **Knowledge of** + Commonly used securities industry practices and procedures. + Concepts, principles and practices of… more
    Raymond James Financial, Inc. (11/07/25)
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  • Market Risk Governance Associate

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (10/28/25)
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  • Structured Investments Documentation Specialist

    JPMorgan Chase (New York, NY)
    …This role offers the opportunity to work on a wide variety of securities transactions, collaborate with multiple departments, and develop your skills in a dynamic, ... and utilize suitable precedent documents for launching, pricing, and settling securities transactions. + Ensure timely completion of administrative tasks related to… more
    JPMorgan Chase (10/26/25)
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  • Infrastructure Project Finance, Vice President

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (10/14/25)
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  • Senior Counsel - Third Party Distribution

    Vanguard (Malvern, PA)
    …of choice for the next generation of investors, your expertise in securities law and ERISA will be pivotal in driving compliant, forward-thinking solutions. ... developments affecting Vanguard, and maintains affiliations with relevant industry, compliance , and risk associations. + Develop and maintain relationships with… more
    Vanguard (10/07/25)
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  • Area Vice President

    Thrivent Financial (Denver, CO)
    …of advice, insurance products, asset/wealth management, fee-based planning, mutual funds, and securities . + FINRA Series 7, 63/65 or 66 required or obtained within ... 90 days, Series 24 preferred. + State securities registered and insurance licensed and appointed in all...and receiving commissions. + Satisfactory background check and clean compliance record. + Effectively able to represent the Society… more
    Thrivent Financial (10/04/25)
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  • Business Data Analyst

    SMBC (Charlotte, NC)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (12/10/25)
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  • Data Engineer - DataBricks

    SMBC (Charlotte, NC)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (11/22/25)
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  • PowerApps / Python Developer

    SMBC (Charlotte, NC)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (10/04/25)
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  • Head of E-Comm Surveillance

    SMBC (Jersey City, NJ)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (09/21/25)
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