- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $170,000 - $208,000 USD TD is committed to providing fair ... 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- M&T Bank (New York, NY)
- …+ Actively participates at the Corporation's Asset/Liability Committee + Manage internal compliance with MRMD and ensure compliance with model oversight ... objectives are met + Work with multiple stakeholders across Treasury, Compliance , Finance, Legal, Operations, Secondary Mortgage, Audit, Risk to achieve business… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MTA (New York, NY)
- …of bond proceeds and PAYGO cash funding of the capital programs to ensure compliance with US Tax Code. + Involves coordinating with external bond counsel firms ... needed to enable MTA to take advantage of market opportunities and ensure compliance with document requirements. + Responsible for developing plan of finance to… more
- Citigroup (Paramus, NJ)
- …to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML...goal-oriented team player able to work without direction + Securities Industry Essentials - SIE, Active Series 7, 66… more
- Citigroup (New York, NY)
- …and enhance mathematical models to automatically price and trade Spread Product securities . Analyze financial time series data and other data source to extract ... with various functions, such as Business, Technology, Risk, and Compliance to ensure an efficient and safe automated market...and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …Banking is the primary state regulator for state-chartered banks and credit unions, securities , and consumer credit. Its mission is to protect users of financial ... entities and individuals adhere to state banking, consumer credit and securities laws. The Department accomplishes this through regular, thorough, and cost-effective… more
- Citigroup (Washington, DC)
- …to clients based on client profiling and suitability assessments . Make securities recommendations and provide investment advice to clients through a select number ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML...goal-oriented team player able to work without direction . Securities Industry Essentials - SIE, Active Series 7, 66… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...CCR function and build a comprehensive CCR framework in compliance with SR 11-10 and BCBS CCR guidelines. The… more