- MUFG (New York, NY)
- …the Trade Processing team within the Front Office Solutions (FOS) group at MUFG Securities Americas Inc. This team is responsible for a suite of internally developed ... Maintain clear technical and procedural documentation to support internal audits, compliance reviews, and knowledge transfer. + Provide hands-on production support… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...We are searching for a QA Lead for the Compliance Back Office Testing team **Role Objectives** * Continual… more
- Bloomberg (New York, NY)
- …precise, normalized datasets-fueling accurate valuations, informed decision-making, and regulatory compliance across global financial markets. The Core Data Analysis ... worlds. We provide intuitive and easily discoverable universe creation of securities , help clients execute complex relative valuations across those universes, and… more
- Thrivent Financial (Minneapolis, MN)
- …a thorough understanding of alternative investments, digital assets, and other securities that fall under the complex products umbrella. The Complex Investment ... structured products, real assets, exchange funds and crypto currency securities . + Provides comprehensive sales support to Financial Associates...will have on those roles . + Legal and Compliance to modify TIMI policies as needed + Due… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- NatWest Markets (Stamford, CT)
- …days must be carried out in the United States. **Job description** NatWest Markets Securities Inc. (NWMSI) seeks a VP, Market Risk for its Stamford, CT location. ... events, incorporating stress testing analysis to determinePnLimpact of such events; Ensuring compliance in risk reporting to regulators under PRA capital regime, ie,… more