- Sabre (Dallas, TX)
- …strategy. + Provide legal training and thought leadership on governance and securities law compliance topics. + Manage outside counsel relationships and ... next phase of our growth. This role will focus on SEC compliance , corporate governance, capital markets/financings, equity compensation, and strategic legal support… more
- Robert Half Legal (Fort Lauderdale, FL)
- …* Provide legal expertise for corporate finance matters, including advising on securities and compliance issues. * Assist with the preparation and ... role, you will handle a variety of legal matters, including corporate finance, securities , and mergers and acquisitions. This is an excellent opportunity to work on… more
- Unity Technologies (San Francisco, CA)
- …documents, including periodic and current reports, and proxy statements. + Provide securities law advice and compliance guidance for earnings releases, investor ... description** **The opportunity** Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role, you will be responsible… more
- M&T Bank (Boston, MA)
- …an important role in promoting a culture of ethical conduct and commitment to compliance with securities regulation. You will have the opportunity to play an ... **Overview:** M&T Securities , Inc. is the institutional broker-dealer affiliate of...active role in other areas of Core compliance , including regulatory filings, assisting in regulatory inquiries, marketing… more
- JPMorgan Chase (Boston, MA)
- …proficiency in identifying and resolving issues related to accounting or securities transactions, ensuring compliance with validation tolerances. + Proven ... **Job responsibilities** + Oversee the maintenance of accurate accounting and securities records for each fund administered, ensuring adherence to all prescribed… more
- Meta (Washington, DC)
- …regulatory filings, with emphasis on proxy statements 2. Advise on complex securities law compliance and disclosure matters, with emphasis on governance ... experience with public companies. Emphasis on SEC and regulatory compliance , corporate governance, and shareholder engagement 14. Experience leveraging… more
- Kratos Defense & Security Solutions, Inc. (San Diego, CA)
- …advice and counsel on general corporate matters, including corporate organization, securities compliance , data privacy, risk management, and contract ... relations, wage & hour issues, and terminations.* Advise on and ensure compliance with federal, state, and local regulations, including those related to government… more
- Kestra Medical Technologies, Inc (Kirkland, WA)
- …is accountable for SEC filings and disclosures, corporate and board governance, compliance and disclosure aspects of securities offerings and insider trading. ... in securities law or corporate law, particularly in SEC compliance , board and corporate governance, capital markets or regulatory enforcement. + In-depth… more
- Raymond James Financial, Inc. (Memphis, TN)
- …office practices, procedures, and methods. + Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other ... skills obtained through experience, specialized training and/or certification in securities and/or banking industry to mitigate regulatory, litigation and reputation… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …office practices, procedures, and methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other ... to detect trends and possible rules violations to ensure adherence to securities industry regulations and firm expectations to limit firm liability. Responsible for… more