- Thrivent Financial (NY)
- …to the Christian community and nonprofit organizations. Position summary: The Securities Client Service Administrator (CSA) position is critical for achieving ... work, maintaining client information, and other administrative tasks as assigned. The Securities Client Service Administrator reports to and is employed by Mengel… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Senior Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and ... to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex process problems… more
- Unity Technologies (New York, NY)
- **Remote, USA** **Director, Associate General Counsel, Corporate and Securities ** Location Remote, USA Department Legal Requisition ID JOBREQ-2514372 **Role ... description** **The opportunity** Unity is looking for a Director, Corporate and Securities to join its Legal team. In this role, you will be responsible for… more
- Citigroup (Jersey City, NJ)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or department in ... of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Develop and implement business initiatives,… more
- Citigroup (Getzville, NY)
- …Resolve complex process problems which require an in-depth evaluation of basic securities processing procedures and industry standards + Process various hedge fund ... including calculating net asset value, reconciling cash and holdings, and pricing securities + Offer advanced solutions for assigned securities processing areas… more
- Citigroup (Tampa, FL)
- The Securities & Derivates Intermediate Analyst is an entry level position responsible for processing orders and transactions originating from trading desks and ... to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Utilize basic industry and… more
- TD Bank (New York, NY)
- …for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD Securities provides a wide ... products. Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses to achieve: sustainable business strategies;… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …office practices, procedures, and methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other ... social media communication reviews and content to detect concerns and ensure compliance with regulatory expectations and firm policies and procedures. Social Media… more
- S&P Global (New York, NY)
- …executive compensation, compensation, health, benefits, and pensions. **Responsibilities:** + Ensure compliance with public company and securities law matters. + ... Secretary, and will lead a team of three attorneys, including securities , executive compensation, and benefits counsels. **Responsibilities and Impact:** The… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing… more