- S&P Global (New York, NY)
- …executive compensation, compensation, health, benefits, and pensions. **Responsibilities:** + Ensure compliance with public company and securities law matters. + ... Secretary, and will lead a team of three attorneys, including securities , executive compensation, and benefits counsels. **Responsibilities and Impact:** The… more
- Raymond James Financial, Inc. (NY)
- …office practices, procedures, and methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other ... trends, trading patterns, and possible rules violations to ensure adherence to securities industry regulations and limit firm liability. Some guidance is provided to… more
- JPMorgan Chase (Chicago, IL)
- …negotiation and transactional experience in a new context and partner with the Securities Services business to advise on interesting and complex legal matters. As an ... AVP, you will provide legal support to the Securities Services business, which includes Custody, Fund Services, Securities Lending, Collateral Management and… more
- Comerica (Farmington Hills, MI)
- Job Description Securities Backed Lending Senior Servicing Agent The Securities Backed Lending (SBL) Senior Servicing Analyst position will have the primary role ... and ongoing management, to ensure quality customer experience delivery for securities backed lending customers and relationship managers. Position is responsible for… more
- First Horizon Bank (Memphis, TN)
- …including carrying out annual subsidiary governance procedures. + Assist with internal compliance programs overseen by the Corporate & Securities team. + ... and proactive paralegal to support our Corporate Secretary and Corporate & Securities team in various capacities. The ideal candidate will possess strong… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …office practices, procedures, and methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other ... to Regional Management and Registrations through firm systems. * Pro-actively ensures compliance with applicable industry rules (ie State, FINRA & SEC) and platform… more
- Citigroup (Getzville, NY)
- Fed Settlement Analyst is a role within Market Operations supporting Cash Securities and facilitating timely settlement of trades. The overall objective of this role ... is to assist in the clearance, settlement and investigation of fixed income securities while providing best in class customer service. Analyst will be expected to… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... + Individual mapped to this job description is responsible for securities transaction processing execution + Typically related to Securities … more
- Truist (Atlanta, GA)
- …the following job description:** This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position will ... time. 1. Participate in various processing functions for Wealth accounts, including securities and investment related transactions. 2. Assist in the creation of… more
- Citigroup (Getzville, NY)
- FED Settlement Analyst is a role within Market Operations supporting Cash Securities and facilitating timely settlement of trades. The overall objective of this role ... is to assist in the clearance, settlement and investigation of fixed income securities while providing best in class customer service. Analyst will be expected to… more
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