- Citigroup (Tampa, FL)
- …to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex process problems ... which require an in-depth evaluation of basic securities processing procedures and industry standards + Offer advanced solutions for assigned securities … more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist to join the Voluntary Corporate Actions team within Wealth & Investment Management. ... lifecycle support initiatives and identify opportunity for process improvements within Securities Operations. + Review and analyze basic or tactical functional… more
- Raymond James Financial, Inc. (NY)
- …Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of the securities industry, broker/dealer compliance and/or branch exams + Rules and ... and skills obtained through experience, specialized training and/or certification in securities industry to conduct onsite branch examinations of retail brokerage… more
- Capital One (Mclean, VA)
- Director, Assistant General Counsel - Governance & Securities The Governance & Securities team is seeking an experienced attorney to join a dynamic group of ... advice and counsel on a broad range of corporate governance and securities law matters, including governance and organizational documents, shareholder proposals, the… more
- Citigroup (Tampa, FL)
- …to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Utilize basic industry and ... used to present information to management + Support implementation of securities processing improvements + Assist with identifying policy gaps and formulating… more
- Citigroup (Tampa, FL)
- …facilitate the clearance, settlement, and investigation of client securities transactions while simultaneously providing excellent client service. ... lines of businesses, inclusive of cash and trade management, derivatives & collateral, securities lending and bank/term loans + Act as a liaison between Client Teams… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or department in ... of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Develop and implement business initiatives,… more
- Edwards Lifesciences (Dallas, TX)
- …the world + CPP certification preferred + Understanding of and experience with securities , compliance , tax, accounting, and general as it relates to executive ... compensation and equity + Substantial negotiation and conflict resolution skills with strong leadership skills and ability to influence change + Ability to assess risks, analyze situations and determine next course of action + Ability to manage internal and… more
- Sysco (Houston, TX)
- …Work from home on Thursday and Friday.** The **Associate General Counsel, Securities and Corporate Governance** will report to the Executive Vice President, Chief ... and business stakeholders at all levels across the enterprise on securities , corporate governance, compensation and benefits, [entity management] and ESG matters.… more
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