- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The team sits within ... vertical disciplines that provide support across WIM Operations to ensure compliance with legal, regulatory, and industry standards, strengthen the control… more
- JPMorgan Chase (New York, NY)
- …for a top tier financial institution that does cutting-edge work. As a Securities Services Attorney - Executive Director on JPMorgan's Securities Services legal ... team, you will provide legal support across our diverse Securities Services business. While the full platform includes Custody, Fund Services, ETFs, Agency … more
- Citigroup (Tampa, FL)
- Agency Lending is part of the overall Securities Services Business unit. The ASL Business facilitates the temporary transfer of securities from a lender to a ... borrower against collateral ( securities or cash), enabling beneficial owners to generate incremental...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Principal Financial Group (Des Moines, IA)
- …to obtain information, execute routine transactions and resolve problems. + Establish new securities , compliance rules, new accounts, and or new reports to ... issues associated with client data, trade breaks, reconciliation breaks, and/or compliance breaches. Prepare reports and maintain controls in alignment with internal… more
- 3M (Maplewood, MN)
- **Job Description:** **Director, Assistant General Counsel - Corporate & Securities ** **Collaborate with Innovative 3Mers Around the World** Choosing where to start ... Impact You'll Make in this Role** As Assistant General Counsel - Corporate & Securities , you will have the opportunity to tap into your curiosity and collaborate… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management (WIM) ... Operations. This team is responsible for operation-related functions for securities settlement related to brokerage and trust accounts for Wealth and Investment… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management (WIM) ... Operations. This team is responsible for operation-related functions for securities settlement transactions for the Wells Fargo retail brokerage and trust lines of… more
- Vanguard (Malvern, PA)
- …global finance? Vanguard is seeking a strategic and collaborative attorney to join our Securities Finance Legal team. In this role, you'll be at the forefront of ... drafting and negotiating high-impact legal agreements-from securities lending and repurchase transactions to broker/dealer trading and platform documentation. You'll… more
- Citigroup (Getzville, NY)
- …to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Identify project resources, ... for the group + Recommend and implement new systems and enhancements to securities processing procedures + Provide an in-depth analysis and develop solutions to… more