- Idaho Division of Human Resources (Boise, ID)
- …a team dedicated to regulatory excellence, consumer protection, and ensuring compliance in debt collection through expert oversight. The successful applicant will ... examine and investigate financial service providers for compliance with state and federal laws and rules and...of full disclosure of material facts and risks of securities offerings + Review accounting procedures and controls and… more
- Citigroup (New York, NY)
- …partnership with Sales team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance and compliance ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the… more
- Navy Federal Credit Union (Winchester, VA)
- …efficiencies, staff effectiveness and prevent/reduce financial risk while meeting compliance to regulatory standards. Responsibilities + Refine, clarify, document, ... units + Review, approve and monitor daily transaction and settlements for securities and insurance from multiple external entities and in accordance with federal,… more
- Citigroup (Tampa, FL)
- …responsible globally for ensuring SMB meets the standards mandated by Corporate AML/ Compliance and external regulators. Within the SMB KYC Ops Organization, the ... Business Solutions team is responsible for partnering with Operations, Business, Compliance and Technology in gathering, vetting, prioritizing and implementing KYC… more
- Citigroup (Jersey City, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... capable of driving significant technical initiatives while adhering to stringent compliance and ethical standards. This position is critical for ensuring application… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... action plans. + Update and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence to the Citi… more
- DuPont (Wilmington, DE)
- …new software integration into company systems meets functional requirements, system compliance , and interface specifications. This is an onsite position. Team ... projects and ensure seamless integration with existing systems. + **Security and Compliance :** Implement Azure security best practices, policies, and compliance … more
- MUFG (Irving, TX)
- …+ Familiarity implementing, testing or evaluating performance of financial crime and compliance systems. + Proven track record of strong quantitative testing and ... logic matching, decision trees, etc. + Familiarity of current compliance rules and regulations of the FRB, SEC, OCC,...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- JPMorgan Chase (Tampa, FL)
- …of safeguarding JP Morgan's reputation and financial assets by ensuring strict compliance with a wide range of regulations. Through a robust Global Operating ... Team and key partners across Sales, Reference Data, Credit, Legal, and Compliance . Your responsibilities include managing end-to-end quality reviews of KYC profiles… more
- MUFG (Jersey City, NJ)
- …primary focus will be on the Enterprise Information System's Governance, Risk, and Compliance team. The role will be a contributor for managing complex, critical ... the security posture. + Collaborate with various departments to ensure compliance with regulatory requirements and internal policies. **KRIs Metrics:** + Influence… more