- Edward Jones (Tempe, AZ)
- …in cybersecurity across multiple security domains including governance and compliance and cloud security architecture, with intermediate knowledge of Software ... the firm expands security capabilities for addressing risk and ensuring compliance throughout the entire lifecycle for cloud-native applications and infrastructure.… more
- ALBEMARLE (Charlotte, NC)
- …support the Company's strategic initiatives, growth objectives, and ongoing compliance in a dynamic, highly regulated environment. **Key Responsibilities** ... and business issues during all stages of deals and integration. Regulatory and Compliance Management: + Serve as internal subject-matter expert on M&A and joint… more
- First National Bank of Omaha (Omaha, NE)
- …a liaison to specialty departments, such as Global Banking and Northland Securities , ensuring adequate implementation of new and existing products. This individual ... is also anticipated to work with FNBO's Compliance team to ensure necessary regulatory compliance ...FNBO's Compliance team to ensure necessary regulatory compliance is being met. **About This Role:** Job Specific… more
- Citigroup (Jersey City, NJ)
- …Middle Office Services, Performance and Risk Analytics, Transfer Agency and Securities lending across multiple jurisdictions. Investor Services has embarked on ... implementation. Conduct code reviews to ensure code quality and compliance with standards. + **Collaboration and Communication:** Collaborate with cross-functional… more
- MUFG (Tempe, AZ)
- …or related fields preferred + Minimum of 5-10 years of experience in compliance , financial crimes risk management or related field + Strong knowledge of BSA/AML ... banking regulations and financial crimes compliance laws + Experience with regulatory examinations and issues...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Burns & McDonnell (Minneapolis, MN)
- …the project, client contractor, and/or subcontractor's insurance, licensures, taxes/duties, and securities are in effect according to the project requirements. + ... transportation. + Collaborate with Superintendents and Site Managers to verify compliance of subcontractor's client contractors contract documents, safety & health… more
- MUFG (Tempe, AZ)
- …experience in operational risk management, (Includes operations, operational risk management, compliance , audit, and third party risk management), or a combination ... internal controls; and identifying issues resulting from internal and/or external compliance examinations + Experience with process documentation, risk and control… more
- MUFG (Jersey City, NJ)
- …backup solutions meet business requirements for data protection, availability, and compliance . Troubleshooting and Issue Resolution: + Diagnose and resolve complex ... optimal performance of data protection systems. Documentation, Training, and Compliance : + Maintain detailed documentation of Commvault configurations, backup… more
- MUFG (Jersey City, NJ)
- …Bank's regulatory obligations as well as ensuring adherence to all Compliance , Anti-Money Laundering/Know Your Customer policies and procedures. Day-to-day focus is ... (RM's) and Portfolio Managers (PM's), Tax Operations and Regulatory Reporting teams, Compliance Division Officers, and other operations teams. Role has ownership of… more
- MUFG (Tampa, FL)
- …practice and negotiation of wording to mitigate operational, reputational and compliance risks. Ensure proper reconciliation of all GL accounts including posting ... for overseeing Trade Services Operations, including working with Risk, Audit and Compliance . Requires the ability to identify and remediate gaps and recommend areas… more