- MUFG (Tampa, FL)
- …They will also monitor insurance coverage to ensure vendors remain in compliance with their contract. **Major Responsibilities:** + Insurance assessment of vendors + ... + Collection and assessment of certificates of insurance to determine contractual compliance related to insurance coverage + Provide an opinion of the level… more
- JPMorgan Chase (Yulee, FL)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... completed within 180 days of starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- City of Durham (Durham, NC)
- …requirements, standards, policies, and procedures. + Manages project funds and securities ; reviews and manages funds; calculates Construction bonds and ensures bond ... developers, inspectors, and higher-level and other staff to assess compliance with specifications; prepares related documentation, including punch lists; receive… more
- MUFG (Irving, TX)
- …transaction risks based upon this analysis. _Additional duties as assigned Compliance and Regulatory Responsibilities:_ Assist assigned AML Department Manager to ... Under the direction of the assigned AML Department Manager, ensure compliance with federal information sharing requests and regulations, including Grand jury… more
- MUFG (New York, NY)
- …assigned portfolio utilizing internal and external sources. + Oversee covenants compliance database and facility closing due diligence, including documentation. + ... on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Skills and Experience:**...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …transactions, structures, and syndicated arrangements. + Work closely with internal legal, compliance , and risk teams to ensure all transactions comply with bank ... memos for senior management. + Collaborate with credit, legal, risk, and compliance teams to address concerns and secure necessary approvals. + Ensure that… more
- MUFG (Tempe, AZ)
- …**Data Quality and Data Steward Analyst** to support our Financial Crimes Compliance (FCC) program. This role is critical in ensuring the integrity, accuracy, ... issues or rule logic refinements, and document findings. + Collaborate with compliance , operations, and technology teams to resolve data quality issues and implement… more
- Southern Company (Birmingham, AL)
- …the financial aspects of US Department of Energy awards, including reporting and compliance , is highly valued. + Knowledge of the following: + Generally Accepted ... Accounting Principles (GAAP) + Securities and Exchange Commission rules and regulations + Sarbanes-Oxley 404 compliance requirements + Federal Energy Regulatory… more
- AIG (New York, NY)
- …manage risks and provide financial security. Make your mark in Global Legal, Compliance and Regulatory Our Global Legal, Compliance and Regulatory (GLCR) team ... of strategic transactions at AIG, including M&A, capital markets and insurance-linked securities (ILS) matters. + Advising multiple business units on ceded and… more
- TD Bank (Greenville, SC)
- …electronic communications. This role works closely with the supervision, operations, compliance , and risk departments of the US Wealth organization. **Depth & ... trades, trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more