- ADP (La Palma, CA)
- …meaningful impact. **Bonus points for these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) ... and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the...conducting business with the highest ethical standards and full compliance with all applicable laws. We also expect our… more
- CS Energy (Albany, NY)
- …+ Leads and enforces the safety policies and procedures and addresses non- compliance among all employees, subcontractors, and vendors + Executes the project by ... and communicates deviations accordingly + Knows client specifications and ensures compliance in preplanning, preconstruction, construction, and closeout. + Knows the… more
- UNC Health Care (Rocky Mount, NC)
- …queues; to appropriately drive daily workflow for securing accounts, fortifying compliance of governmental, regulatory, financial, and contractual forms specified to ... delay of care. 2. Point of Service (POS) Collection Products, Services, and Securities a. Utilizes price estimation tool, as part of the registration process to… more
- Bank of America (Charlotte, NC)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... goals. Influencing and negotiating across CFO partners, as well as EFR organization, Compliance & Op Risk, and other verticals (GBAM and Banking) risk colleagues +… more
- M&T Bank (Baltimore, MD)
- …and control topics impacting the Institutional Broker-Dealer, Corporate Securities Underwriting, and Syndications/ Participations. **Primary Responsibilities:** + ... business unit management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + Exercise usual authority of a manager concerning… more
- Louisiana Department of State Civil Service (LA)
- …to fairly and efficiently administering the state's tax laws to ensure compliance while providing exceptional customer service. We are committed to fostering public ... or liability minimization. + Monitor changes in tax legislation regulations, and compliance standards. + It also includes researching information entities to meet… more
- Insight Global (Hunters Mill, NC)
- …market, with proven expertise in selling whole loans, trading Mortgage-Backed Securities (MBS), and leveraging Compass Analytics for pricing, hedging, and risk ... critical in optimizing execution strategies, maximizing profitability, and ensuring compliance with investor and regulatory guidelines. Key Responsibilities: -… more
- Burns & McDonnell (Kansas City, MO)
- …the project, client contractor, and/or subcontractor's insurance, licensures, taxes/duties, and securities are in effect according to the project requirements. + ... transportation. + Collaborate with Superintendents and Site Managers to verify compliance of subcontractor's client contractors contract documents, safety & health… more
- MUFG (Tampa, FL)
- …multiple environments using various tools and techniques + Support inquiries from compliance teams such as IT risk management and internal and external auditors ... to ensure documentation is complete and processes are in compliance with information security policies + Create reports analyzing activities or trends both within… more
- American Express (New York, NY)
- …transfer of those assets to securitization trusts. The trusts then issue securities to third-party investors, collateralized by the transferred assets. In addition ... Documentation and Record Retention + Support all Regulatory Reporting, Filing and compliance requirements for the Trusts. Responsible for ensuring adherence to SEC… more