- JPMorgan Chase (New York, NY)
- …Bank (CIB) is a global leader in banking, payments, markets, and securities services, trusted by the world's most significant corporations, governments, and ... to programs and business processes. + Lead and coordinate end-to-end audit, compliance , and regulatory exams with business leads. + Manage actions and remediation… more
- MUFG (Tampa, FL)
- …to in the execution of the program throughout the full TPRM Lifecycle. + Compliance with applicable rules and guidance impacting the TPRM program including OCC, FBR, ... committees. + Provide oversight for outsourced TPM activities - ensuring compliance with expected performance and contractual terms and SLAs. + Responsible… more
- MUFG (Jersey City, NJ)
- …+ Provide technical expertise and guidance to internal teams to ensure compliance with security standards and regulations. + Conduct vulnerability assessments on a ... + Experience in infrastructure vulnerability assessments, risk analysis, and compliance testing. + Strong understanding of infrastructure components including… more
- MUFG (Tampa, FL)
- …various line-of-business, risk function SMEs across the firm (For example: Compliance , Business Continuity, Information Security) and third-party contacts to drive ... experience in third-party risk management highly desirable. Additional experience in bank compliance , audit, risk, legal or related positions. + Strong analytical or… more
- MUFG (Tempe, AZ)
- …and evolve to newer technology stacks and architecture. Security and Compliance : Implement and enforce security best practices for Data Integration Platforms ... with 'Secure by Design' principles. Ensure compliance with relevant regulations and internal policies through proper...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- MUFG (New York, NY)
- …the risk/return dynamic and on minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory/internal policy and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …of Direct Custody, Fund Services, Execution Services, Custody FX, agency securities lending, outsourced liquidity management solutions, and the broader Investor ... Services industry + Risk & Compliance : + Identify, own, escalate, and mitigate all risks...own, escalate, and mitigate all risks (market, credit, operational, compliance , reputational) derived from client and deal management processes… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... product deployment and business onboarding + Lead the team through external/internal audit/ compliance assessments and reviews to ensure product compliance + Lead… more