- JPMorgan Chase (New York, NY)
- … Compliance , ETF Services, IMOS, Private Equity Fund Services, Securities Lending, Margin Services, and Tri-Party Services. **Job Responsibilities:** Core ... Manage the implementation of new and incremental client business into the Securities Services organization within JP Morgan's Corporate Investment Bank. Your role… more
- ThermoFisher Scientific (Pittsburgh, PA)
- …Office **Job Description** **Position Summary:** The **Director, Corporate and Securities Counsel** will provide legal guidance in drafting and coordinating ... the company's SEC filings under the Securities Act and the Exchange Act, along with related...on the annual report and shareholder meeting + Ensuring compliance with rules and regulations for publicly traded companies… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... clients with capital markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of working in a… more
- JPMorgan Chase (New York, NY)
- …driving client requirements gathering and proposing target solutions in the Securities Services industry. Your expertise will ensure seamless project execution and ... **Required qualifications, capabilities, and skills** + Working knowledge of multiple Securities Services products such as Custody, Fund Accounting, Fund Admin,… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Associate Analyst is responsible for investigating and settling compensation claims internally and externally for the EMEA and NA ... Capital Market products; primarily OTC Derivatives, Foreign Exchange and Cash Securities . Responsibilities will include handling and aiding in the timely… more
- Raymond James Financial, Inc. (Denver, CO)
- Under limited direction, uses extensive knowledge and skills in securities and/or banking industry compliance obtained through experience, specialized training, ... as assigned. **Skills:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. +...and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of the USA… more
- Wells Fargo (New York, NY)
- …successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of ... **About this role:** Wells Fargo is seeking a **Lead Securities Quantitative Analytics Specialist - Vice President** to join the **Structured Products Group** .… more
- Portland General Electric (Portland, OR)
- …assist with Annual Shareholder Meeting. + Maintain policies and procedures relating to securities law compliance and disclosure matters. + Advise and assist ... SEC filings, including the proxy statement, as well as insider trading compliance , equity issuances, entity management and Board of Directors governance. The… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a Quantitative Software Engineer, Vice President (Lead Securities Quantitative Analytics Specialist). The front office financial software engineer ... Portfolio (IP) manages the Company's Available-For-Sale (AFS) and Held-To-Maturity (HTM) securities and loan portfolios, and the Reinsurance and Bank Owned Life… more
- Sysco (Houston, TX)
- …from home on Thursday and Friday.** **Duties and Responsibilities:** + Ensuring compliance with all laws and regulations relevant to areas of responsibility, ... including securities laws and NYSE Listing Standards. + Advising on...corporate governance, legal, regulatory, and other developments to ensure compliance with changing requirements. + Supporting the investor relations… more