- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** TD Securities **Job Description:** The TD Securities , Employee Relations Director, Regulatory ... will ensure that TDS HR employee relations policies and practices are in compliance with local and international labor laws, while fostering a positive employee… more
- Citizens (New York, NY)
- …work independently and receive minimal guidance while maintaining client service and compliance standards as new wealth teams are transitioned to the firm. Primary ... and trading activities + Collaborate with other business lines including Compliance , Operations, and Sales teams + Confirm clients' understanding of transaction… more
- Adecco US, Inc. (Columbia, MD)
- How would you like to earn $24 per hour for Hybrid Securities Admin Services Analyst 2 work!? If so, you're in luck because Adecco is currently hiring for SAS ... Analyst 2 Roles located in Columbia, MD! Securities Admin Services Analyst 2 Roles require candidates to...or bond payments + Evaluate servicer performance to ensure compliance with stated agreements Qualifications for this role include:… more
- JPMorgan Chase (New York, NY)
- Join the Finance team that works with stakeholders across Securities Services in order to guide commercial decisions. As an Associate on the Pricing team, you will ... in Excel and PowerPoint techniques + Support audit, regulatory and compliance deliverables + Coordinate team activities and prepare materials for stakeholder… more
- JPMorgan Chase (Jersey City, NJ)
- …boost efficiency and streamline processes! As a Workflow Developer on the Securities Services Operations Transformation team, you will be part of the Intelligent ... Solutions team within CIB - Securities Services Operations Transformation. Your role involves building low code/no code solutions for operations users to enhance… more
- Citigroup (Jersey City, NJ)
- The Securities Master Central (SMC) is responsible for providing authoritative sources of securities indicative data to our clients across the organization, ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Jersey City, NJ)
- …of internal stakeholders such as Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction with our external ... margin and collateral, with a strong appreciation of margin regulations, securities products, practices and risks, and/or product/service design, execution and… more
- Raymond James Financial, Inc. (NY)
- …Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of the securities industry, broker/dealer compliance and/or branch exams + Rules and ... and skills obtained through experience, specialized training and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage… more
- Chewy (Plantation, FL)
- **Our Opportunity:** Chewy is seeking a Corporate Governance & Securities Paralegal to join our Legal Department in Plantation, Florida! This role will support ... Chewy's public company compliance , corporate governance, legal entity management, equity administration functions,...critical role in maintaining Chewy's high standards of corporate compliance and governance. You will be expected to take… more
- NCR VOYIX (Atlanta, GA)
- …the world to your local favorite around the corner. The Senior Counsel, Securities and Corporate Governance provides legal support for SEC and NYSE compliance ... from time to time.Key Responsibilities: + SEC filings and compliance , including Forms 10-K, 10-Q, 8-K, 3 and 4,...annual responsibility calendars and charter adherence + Regulation FD compliance + NYSE filings and compliance +… more