- State of Georgia (Dekalb County, GA)
- …integrity of financial statements, verifying assets, determining liabilities, and ensuring compliance with state laws and regulations by interpreting laws, rules, ... statement analysis; analysis of earnings, capital, liquidity, asset/liability management, and securities ; classification of other real estate and assets other than… more
- US Bank (Milwaukee, WI)
- …Description** US Bank Global Fund Services offers fund administration, compliance , legal administration, fund accounting, fulfillment, distribution and marketing, ... custody, securities lending, transfer agent and shareholder services and alternative...clients. Ensure adherence to internal standards, client SLAs and compliance with SEC and IRS regulations. Demonstrate effective work… more
- BMO Financial Group (New York, NY)
- …complexity of transactions and related risk (credit, market, operational, legal / compliance , etc.). + Helps colleagues with the presentation of information and ... research document database + Executes orders for purchase or sales of securities or completes transaction independently if brokerage firm is market maker in… more
- Eliassen Group (Boston, MA)
- …user acceptance testing for trading and post-trade systems. + Ensure regulatory compliance by incorporating IIROC and Canadian securities requirements into ... further and achieve more with their technology solutions, financial, risk & compliance , and advisory solutions, and clinical solutions. With offices from coast to… more
- ADP (Cleveland, OH)
- …and achieve success. Bonus points for these: Preferred Qualifications + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) ... and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the...conducting business with the highest ethical standards and full compliance with all applicable laws. We also expect our… more
- Citigroup (New York, NY)
- …services and ensure solutions meet or exceed internal risk, return and compliance requirements, ethical standards, and anticipated future changes in the marketplace ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Irving, TX)
- …Citi maintains an accurate Financial Regulations Inventory to support its compliance risk management framework and associated internal controls. The position will ... Citi as a large US corporation with publicly issued securities . This role will provide legal advisory services in...advice regarding the establishment of appropriate controls to promote compliance and risk management + Prepare a weekly report… more
- Cardinal Health (San Juan, PR)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... a driven and skilled attorney with expertise in healthcare regulatory compliance , including third party billing and reimbursement. The Assistant General Counsel… more
- CGI Technologies and Solutions, Inc. (New York, NY)
- …back-office operations * Expertise in liaising with business legal and compliance teams. * Orchestrating large programs across multiple business stakeholders, ... one of the following areas: o Equity Derivatives o Securities Lending o Fixed Income * Able to interact...in the US, please email the CGI US Employment Compliance mailbox at US_Employment_###@cgi.com . You will need to… more
- Raymond James Financial, Inc. (New York, NY)
- …across teams and stakeholders. + Collaborate closely with Risk, Legal, Compliance , and PCG to ensure supervisory practices align with regulatory expectations, ... investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across advisory activities. + Foster a continuous improvement mindset by… more