- CS Energy (Rochester, NY)
- …and Safety Plans (HASP) and ensures they are implemented. + Ensures site compliance with specified safety and health requirements including federal, state and local ... the Project Supervision enforces the EHS procedures and policies and address non- compliance among all employees, subcontractors and vendors. + Develops site specific… more
- KeyBank (Pepper Pike, OH)
- …Practice Management process, prioritized pro- active client contacts, per service standards. Compliance - Maintains compliance with all internal policies and ... and relationship skills for high net worth business. - Applied knowledge of investments/ securities in support of sales and client servicing. - Completion of Cannon… more
- MUFG (Tempe, AZ)
- …management product features and benefits, and technical developments. + Actively ensure compliance with the Bank's Business Standards of Conduct and all Patriot Act, ... security and suspicious activity reporting requirements, and other regulatory and compliance policies and procedures. Actively participate in any required training… more
- Santander US (New York, NY)
- …+ Prepare detailed Model Development Documentation (MDD) to ensure regulatory compliance . Risk Analytics & Model Development: + Develop, test, and enhance ... plans to align with regulatory expectations. Stakeholder Communication & Regulatory Compliance : + Collaborate with key stakeholders, including trading desks, IT,… more
- KeyBank (Palm Beach Gardens, FL)
- …Management process, prioritized pro- active client contacts, per service standards. Compliance Maintains compliance with all internal policies and procedures, ... management and relationship skills for high-net-worth business. Applied knowledge of investments/ securities in support of sales and client servicing. Completion of… more
- Lincoln Financial (Frankfort, KY)
- …and Tax basis. They will be responsible to perform more complex securities research, analysis, and proper accounting treatment of Lincoln Financial (LF) investment ... and ensures the integrity of accounting records for completeness, accuracy and compliance with accepted accounting policies and principles. + Serves as a technical… more
- MUFG (Irving, TX)
- …and programming techniques to improve system performance while ensuring regulatory compliance . The ideal candidate will bring a blend of technical proficiency, ... and operational processes. + Contribute to continuous improvement of sanctions compliance programs and risk mitigation frameworks. **Education** Bachelor's Degree in… more
- Citigroup (Jersey City, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... feature sets and guiding development efforts across integrating applications. + Compliance & Ethical Conduct: Appropriately assess and manage technical and business… more
- Meta (Menlo Park, CA)
- …accurate and timely information within the bounds of regulatory and policy compliance . Analytical and modeling skills, attention to detail, organization, and a ... and other business analytics 6. Manage Sarbanes-Oxley Act (SOX) compliance for area of responsibilities **Minimum Qualifications:** Minimum Qualifications: 7.… more
- MUFG (New York, NY)
- …registration in the bank's Core Systems ensuring customer information is in compliance with applicable laws, regulations and industry standard practice and taking ... all bank documents ("Legal Documents") submitted with business transactions and maintain compliance with all bank policies and procedures and work in a professional… more