- Citigroup (New York, NY)
- …the E-Trading limits management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, ... governance meetings. The role also requires relevant experience in ensuring compliance with E-Trading regulatory requirements, namely MAR (15c3-5), as well as… more
- PNC (Overland Park, KS)
- …As a Loan Support Analyst Senior within PNC's Commercial Mortgage Backed Securities (CMBS) Servicing team, you will perform liaison activities between Midland and ... reporting to ensure adherence to complex deal structures and/or regulatory compliance requirements. + Consults and advises customers, investors, capital markets loan… more
- PNC (Charlotte, NC)
- …environments. As a Loan Support Analyst within PNC's Commercial Mortgage Backed Securities (CMBS) Servicing team, you will perform liaison activities between Midland ... and reporting to ensure adherence to deal structures and/or regulatory compliance requirements. + Ensures the appropriate materials and documentation are available… more
- Citigroup (Tampa, FL)
- …range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction with our ... **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- Citigroup (Getzville, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- Citigroup (Tampa, FL)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- TXNM Energy (Albuquerque, NM)
- …areas of general corporate law, commercial and financial transactions, procurement, securities law compliance , bankruptcy matters, general contracting and/or ... experience + Litigation experience + Transactional law experience + Regulatory compliance experience + Experience with environmental, social, and governance (ESG)… more
- JPMorgan Chase (Jersey City, NJ)
- …GFCC activities. **Job Responsibilities** + Support business functions with day-to-day AML compliance issues covering securities and securities services ... As a key member of the Risk Management and Compliance team, you'll be instrumental in maintaining the strength...Admin), including futures and options, capital management, and other securities products + Support the sales team through the… more
- Wells Fargo (Charlotte, NC)
- …strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the ... applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable… more
- Chemours (Wilmington, DE)
- …position is an attorney within the Office of the Corporate Secretary ensuring compliance with securities laws, related corporate governance issues, advising on ... DE** and report directly to the **Chief Corporate Governance and Securities Counsel, Assistant Corporate Secretary.** This position will be responsible for… more