- JPMorgan Chase (New York, NY)
- Join the Securities Services Business Management team as a high-performing Vice President, playing a key role in the successful delivery and management of business ... strategies. You will work closely with senior leadership within Securities Services to provide outstanding Business Management support across business updates,… more
- JPMorgan Chase (Newark, DE)
- …a difference by supporting asset-based lending and portfolio growth. Job Summary As a Securities Based Lending Analyst in the Securities Based Lending Team, you ... underwrite lines of credit secured by marketable securities , assist with loan portfolio maintenance, and support client credit needs. Job Responsibilities + Prepare… more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer - FIG Sales NA Investments and Securities New York, New York;Chicago, Illinois **To proceed with your application, you must be at least ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Senior-Treasury-Sales-Officer FIG-Sales-NA-Investments-and- Securities \_25045535) **Job Description:** At Bank of America, each day… more
- Robert Half Legal (San Ramon, CA)
- Description Well-known corporation seeking an experienced Corporate/ Securities Paralegal to support their in-house legal team. This role offers the opportunity to ... work on high-visibility corporate governance and securities matters within a reputable, established organization. The Paralegal is required to go on-site in San… more
- Citigroup (New York, NY)
- …Security Agency Trading business through the negotiation of the Master Securities Forward Transaction Agreement. Applicants should have experience in GSE Agency ... securities transactions and the negotiation of Master ...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- TD Bank (New York, NY)
- …Description:** The Global Markets Documentation Team is an integral part of TD Securities . The group provides best-of-class service to business partners in TD Bank ... will be responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating legal documentation… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the team lead, you will leverage extensive knowledge and skills in securities , the banking industry, and/or compliance -gained through experience, specialized ... and procedures. + Concepts, practices and procedures of the securities industry and/or banking compliance reviews. + Rules and regulations of the USA PATRIOT… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is committed to providing fair ... regulatory obligations and manage employee conduct and behaviors to ensure compliance . GMS maintains strong relationships with registered Supervisors to oversee a… more
- MUFG (Jersey City, NJ)
- …industry with understanding of banking products and services with an emphasis on Securities products + Strong understanding of the Broker Dealer KYC requirements + ... of KYC/AML and data governance policy and understanding of business activities, compliance /risk issues + Solid understanding of business activities, compliance /… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $185,000 - $185,000 USD TD is committed to providing fair ... with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more