- Citigroup (San Francisco, CA)
- …asset transfer, account maintenance and other activities requiring FINRA General Securities Representative licensure. + Keeps detailed records of open client ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Siemens Energy (Raleigh, NC)
- …Legal, Tax, Foreign Currencies, revenue recognition,contractual invoicing, and compliance with IFRS15, local GAAP, reportingguidelines, and internal controls. ... iTWO PM Imp@ct), while managingfinancial guarantees, bonds, and project securities . + Preparecommercial documentation for regular project status meetings,… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Getzville, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Citi enables clients ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- M&T Bank (Wilmington, DE)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... record of implementing wealth management strategies **Education and Experience Preferred:** Securities licensing, CFP, CTFA, CPA designation MBA (Master's degree in… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Equitable (Troy, MI)
- …support needs. + Administering New Business Training + Proactively partner with compliance and licensing partners on best practices when reviewing new business + ... with Microsoft office tools * Experience in or knowledge of insurance, securities , or financial services * Good judgement and decision-making skills * Understands… more
- Bank of America (Wayzata, MN)
- …customers of product/pricing policies and guidelines, while maintaining regulatory and compliance requirements of the Line of Business. This position is subject ... credit solutions, ranging from standard to custom mortgage products and other securities -based lending. + A bachelor's degree in business or related field… more
- Insight Global (Cincinnati, OH)
- …and reviewing various reports for internal or external parties in compliance with financial reporting requirements of generally accepted accounting principles (GAAP) ... of various periodic reports for FHLB management, the Board of Directors, the Securities and Exchange Commission (SEC), the Federal Housing Finance Agency (FHFA) and… more
- M&T Bank (Wilmington, DE)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... record of implementing wealth management strategies **Education and Experience Preferred:** Securities licensing, CFP, CTFA, CPA designation MBA (Master's degree in… more