- AbbVie (North Chicago, IL)
- …Legal Division's Corporate Governance group. This position reports to the Counsel, Securities and Governance, and plays a key role in managing subsidiary corporate ... liquidation, integration and restructuring projects, ensuring effective execution and compliance with legal requirements. + Collaborate cross-functionally and externally… more
- State of Massachusetts (Boston, MA)
- …as the chief election officer, chief information officer, and chief securities regulator in Massachusetts. Additionally, the office is charged with registering ... approved exemption as of their start date. Details relating to demonstrating compliance with this requirement will be provided to applicants selected for employment.… more
- Robert Half Finance & Accounting (Pleasant Prairie, WI)
- …valuation of a variety of assets, including equities, fixed income securities , and alternative investments. * Monitor macroeconomic trends, market conditions, and ... senior leaders to refine investment policies, asset allocation models, and compliance frameworks for conservative portfolios. * Provide guidance to entry-level… more
- Citigroup (Jersey City, NJ)
- …stakeholder engagement and implementation of business initiatives for Markets securities and services Operations/Technology. + Develop the inventory of project ... reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules, and regulations. Adhering to company policy,… more
- Lincoln Financial (Charlotte, NC)
- …filings to ensure they are filed timely and accurately. . Assures fund administration compliance with the Investment Company Act of 1940 as well as the Securities ... Acts of 1933 and 1934 . Maintains a working knowledge of strategic investment market activities and industry pronouncements and their impacts on the Funds as well as Lincoln National Life Insurance Company. . Review, analyze and monitor financial information… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …project stakeholders. + Delivers systems on appropriate platforms in compliance with established technology standards, including monitoring testing, executing ... support and technical documentation. + Principles of banking and finance and securities industry operations. + Business planning and analysis. + Project budget… more
- Snap Inc. (Bellevue, WA)
- …developing Snap's training, policies, and practices to promote awareness and compliance with rules and regulations. + Manage corporate governance and administration ... as Forms 3, 4, 5, and 10-K, and advise on other related securities law matters. + Assist cross-functional efforts to support environmental, social and governance… more
- Raymond James Financial, Inc. (Chicago, IL)
- …Banking. * Fundamental investment concepts, practices and procedures used in the securities industry. * Financial markets and products. **Skill in** * Communicating ... orientation. * Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume activity. * Think independently in order to market… more