- Securities and Exchange Commission (Washington, DC)
- …IM's Chief Counsel's Office-IM Liaison Office (CCO-ILO) is hiring one Supervisory Attorney -Adviser in Washington, DC. Responsibilities If selected, you will join a ... collaboration and advising on legal and policy issues related to compliance deficiencies and regulatory violations. Carrying out supervisory duties, such as… more
- JPMorgan Chase (Jersey City, NJ)
- …branches. You will guide our business through ever-evolving regulatory landscapes, ensuring compliance and excellence. Elevate your career with us and make a ... wealth management. As a GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel in the...Advisers Act of 1940 and relevant aspects of the Securities Act. + Ability to advise on regulatory landscape… more
- NextEra Energy (Juno Beach, FL)
- **Principal Tax Attorney ** **Date:** Sep 9, 2025 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 87154 NextEra Energy ... **Position Specific Description** We are seeking a Principal Tax Attorney to work on NextEra's Federal Tax Planning &...and other joint ventures, tax credit transfer deals, and securities offerings. This role will also involve reviewing and… more
- Securities and Exchange Commission (Washington, DC)
- …advice concerning a variety of complex legal issues involving the federal securities laws, the Constitution, the Administrative Procedure Act, and the Bankruptcy ... Primary duties include: Directs appellate court litigation involving the securities laws, the Constitution, and other federal statutes and...within 30 calendar days of the date of alleged non- compliance by contacting the Legal and Policy Office in… more
- JPMorgan Chase (Jersey City, NJ)
- …Tax Planning Group is dedicated to optimizing tax strategies and ensuring compliance across our diverse business operations. Job Summary: As an Executive Director ... - Tax Attorney within the Corporate Tax Department, you will manage...stakeholders to ensure appropriate tax planning, risk controls, and compliance . **Job Responsibilities:** + Manage tax-related inquiries from various… more
- JPMorgan Chase (Columbus, OH)
- As a Wealth Management Financial Products and Regulatory Attorney - Vice President, Assistant General Counsel within our Wealth Management Legal team, you will ... on the US Wealth Management and Product Legal teams and collaborate with Compliance , Risk and Controls functions to ensure comprehensive and effective support. The… more
- Securities and Exchange Commission (Washington, DC)
- …set for a hearing before the Commission. Commission's opinions guide the securities industry on questions of law. Responsibilities Adjudication attorneys review the ... Many cases involve disciplinary actions against brokerage firms and other securities professionals. The appeals present challenges to decisions by administrative law… more
- Securities and Exchange Commission (Washington, DC)
- …advice concerning a variety of complex legal issues involving the federal securities laws, the Constitution, the Administrative Procedure Act, and the Bankruptcy ... equivalent to the GS/SK-13 level. Specialized experience includes: Applying federal securities laws, federal administrative law, and the rules governing practice in… more
- Guardian Life (New York, NY)
- …priorities, and values. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions. Aligned to " **what** " we deliver, ... are key to the continuing success of our department. This is a senior attorney role in the Regulatory Affairs Practice Group, reporting to the Chief Regulatory… more
- Securities and Exchange Commission (Washington, DC)
- …Law and Legal Review Group provides legal analysis and advice on federal securities laws, administrative procedure, and other applicable laws to the SEC. The Group ... offices on complex legal and policy matters involving the Securities Act of 1933, the Securities Exchange...year(s) of post JD work experience as a practicing attorney , three years of which includes the following: Applying… more