- Securities and Exchange Commission (Washington, DC)
- …IM's Chief Counsel's Office-IM Liaison Office (CCO-ILO) is hiring one Supervisory Attorney -Adviser in Washington, DC. Responsibilities If selected, you will join a ... collaboration and advising on legal and policy issues related to compliance deficiencies and regulatory violations. Carrying out supervisory duties, such as… more
- JPMorgan Chase (Jersey City, NJ)
- …branches. You will guide our business through ever-evolving regulatory landscapes, ensuring compliance and excellence. Elevate your career with us and make a ... wealth management. As a GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel in the...Advisers Act of 1940 and relevant aspects of the Securities Act. + Ability to advise on regulatory landscape… more
- NextEra Energy (Juno Beach, FL)
- **Principal Tax Attorney ** **Date:** Sep 9, 2025 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 87154 NextEra Energy ... **Position Specific Description** We are seeking a Principal Tax Attorney to work on NextEra's Federal Tax Planning &...and other joint ventures, tax credit transfer deals, and securities offerings. This role will also involve reviewing and… more
- JPMorgan Chase (Jersey City, NJ)
- …Tax Planning Group is dedicated to optimizing tax strategies and ensuring compliance across our diverse business operations. Job Summary: As an Executive Director ... - Tax Attorney within the Corporate Tax Department, you will manage...stakeholders to ensure appropriate tax planning, risk controls, and compliance . **Job Responsibilities:** + Manage tax-related inquiries from various… more
- JPMorgan Chase (Columbus, OH)
- As a Wealth Management Financial Products and Regulatory Attorney - Vice President, Assistant General Counsel within our Wealth Management Legal team, you will ... on the US Wealth Management and Product Legal teams and collaborate with Compliance , Risk and Controls functions to ensure comprehensive and effective support. The… more
- Securities and Exchange Commission (Washington, DC)
- …set for a hearing before the Commission. Commission's opinions guide the securities industry on questions of law. Responsibilities Adjudication attorneys review the ... Many cases involve disciplinary actions against brokerage firms and other securities professionals. The appeals present challenges to decisions by administrative law… more
- Securities and Exchange Commission (Washington, DC)
- …advice concerning a variety of complex legal issues involving the federal securities laws, the Constitution, the Administrative Procedure Act, and the Bankruptcy ... equivalent to the GS/SK-13 level. Specialized experience includes: Applying federal securities laws, federal administrative law, and the rules governing practice in… more
- Securities and Exchange Commission (Washington, DC)
- …appeals. Oversee the review of all pending contractual actions for compliance with provisions relating to Inherently Governmental Functions and personal services. ... information, to the agency within 30 calendar days of the date of alleged non- compliance by contacting the Legal and Policy Office in the Office of Human Resources… more
- Guardian Life (New York, NY)
- …priorities, and values. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions. Aligned to " **what** " we deliver, ... are key to the continuing success of our department. This is a senior attorney role in the Regulatory Affairs Practice Group, reporting to the Chief Regulatory… more
- American Electric Power (Columbus, OH)
- …the SEC and other Federal and State regulatory bodies. + Advise business partners on compliance with federal and state securities laws and regulations. + Ensure ... **Job Summary** We are seeking an experienced and highly motivated corporate finance attorney to join our in-house legal team. The ideal candidate will have… more