- Bank of America (New York, NY)
- Attorney - Equities New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... institutional products and services, advise on corporate, commercial, intellectual property, securities and banking law matters relating to the equities platform,… more
- Bank of America (New York, NY)
- Attorney -Equity Derivatives New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through ... impact to the GM's Equity Finance businesses, including Prime Finance, Securities Lending, Clearing and Settlement, and OTC derivatives. Provides advice on… more
- NextEra Energy (Juno Beach, FL)
- **Principal Tax Attorney ** **Date:** May 16, 2025 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 87154 NextEra Energy ... **Position Specific Description** We are seeking a Principal Tax Attorney to work on NextEra's Federal Tax Planning &...and other joint ventures, tax credit transfer deals, and securities offerings. This role will also involve reviewing and… more
- Securities and Exchange Commission (San Francisco, CA)
- …of Enforcement in the San Francisco Office investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal ... information, to the agency within 30 calendar days of the date of alleged non- compliance by contacting the Legal and Policy Office in the Office of Human Resources… more
- Principal Financial Group (Des Moines, IA)
- …needs. This attorney will partner with the business units, our compliance team, and other attorneys to help respond to regulatory examinations and inquiries ... and interface with these entities. Partner with the business, compliance team and other legal peers to provide timely...Requires JD with 10+ years of experience as an attorney with securities regulatory experience + Must… more
- State of Montana (Helena, MT)
- The Montana State Auditor, Commissioner of Securities and Insurance (CSI) is seeking applicants for an * Attorney *in our Legal Bureau. *Why Work with Us?* The ... all Montanans by regulating two of the state's largest industries- securities and insurance. We strive to foster a thriving...Opportunity* *Job Overview* We are looking for an experienced attorney who loves to learn and is interested in… more
- MetLife (Whippany, NJ)
- …closely with all stakeholders to ensure efficient operations of the derivatives/ securities finance platforms and compliance with applicable regulatory ... encouraged and celebrated. MetLife is seeking a versatile and highly motivated corporate attorney to join its Investments Law - MetLife Insurance Investments (MII) &… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …attorneys, prepare legal documents and other correspondence both with and without attorney supervision. * Perform legal research with LexisNexis, WestLaw, and fact ... Basic investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and...and final hearings as deemed necessary by your assigned attorney . * Maintain professional currency. * Use analytical and… more
- CoStar Realty Information, Inc. (Arlington, VA)
- Associate General Counsel, Corporate and Compliance Job Description **ASSOCIATE GENERAL COUNSEL, CORPORATE AND COMPLIANCE ** **OVERVIEW** CoStar Group (NASDAQ: ... edge in real estate. We are seeking a senior-level attorney to serve in the role of Associate General...in the role of Associate General Counsel, Corporate and Compliance . The position will report to the General Counsel… more
- SMBC (Jersey City, NJ)
- …Graduate business degree or JD Degree preferred. + Former regulator, compliance , and/or attorney /legal background. Established relationships with industry and ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more