- American Electric Power (Columbus, OH)
- …the SEC and other Federal and State regulatory bodies. + Advise business partners on compliance with federal and state securities laws and regulations. + Ensure ... **Job Summary** We are seeking an experienced and highly motivated corporate finance attorney to join our in-house legal team. The ideal candidate will have… more
- Securities and Exchange Commission (Washington, DC)
- …Division's selective review of offering documents and periodic filings submitted pursuant to the Securities Act of 1933 and the Securities Exchange Act of 1934. ... You would supervise multidisciplinary offices that conduct reviews to ensure compliance with the applicable disclosure and accounting requirements and collaborate… more
- Securities and Exchange Commission (Washington, DC)
- …timeframes. Advising on transactions and interpretive questions arising under the Securities Act of 1933; the registration, reporting, proxy and other disclosure ... and fraud provisions of the Securities Exchange Act of 1934; the Sarbanes-Oxley Act of...rules and regulations promulgated under the foregoing statutes; assuring compliance with the requirements of the forms and procedures… more
- Hawaiian Electric (Honolulu, HI)
- …related issues affecting the Companies, including: assessment of legal, regulatory compliance and business risk; representation of the Companies before governmental ... liabilities), labor and employment law, environmental regulation, real property, securities , finance, compensation and benefits, legislation and litigation; develop… more
- US Bank (New York, NY)
- …excel at-all from Day One. **Job Description** The US Bank Law Division is seeking an attorney to lead the Capital Markets Legal Team. This attorney will lead a ... corporate and municipal bond sales, trading, and origination, asset-backed securities and CLOs, interest rate derivatives, commodity derivatives, foreign exchange,… more
- NBC Universal (New York, NY)
- …during 2025. We are seeking an experienced corporate transactions attorney with demonstrated proficiency in supporting commercial/vendor agreements, mergers, ... and other strategic transactions and real estate, as well as assisting with securities and corporate governance matters. You will serve as a key strategic partner… more
- Securities and Exchange Commission (Washington, DC)
- …is responsible for conducting examinations of entities subject to Regulation Systems Compliance and Integrity (SCI). This program area also administers the SEC's ... at SROs, broker-dealers, or investment advisers, conduct assessments of registrant compliance with applicable statute and regulation, and prepare written reports of… more
- Securities and Exchange Commission (Philadelphia, PA)
- …investment companies, investment advisers and self-regulatory organizations; Assessing the compliance , activities and risks of registered securities firms; ... must have four year(s) of post JD work experience as a practicing attorney , three years of which includes the following: Conducting examinations of broker-dealers,… more
- Palo Alto Networks (Santa Clara, CA)
- …corporate legal team and support a broad range of legal matters across **corporate, securities , and M&A** . You will be part of a collaborative legal team and ... critical role in supporting the company's most important corporate, securities , and M&A matters. You will work closely with...and registration statements + Support Section 16 reporting and compliance + Support preparation of Board of Directors and… more
- Robert Half Legal (San Diego, CA)
- Description Financial Services Company Seeks Senior Attorney Focused on Broker-Dealer Compliance & FINRA Arbitrations About Firm & Position: A well-established ... is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate legal department. This...100% remote in US: This is a true lifestyle attorney role-100% remote, capped at 40 hours per week,… more