- State of Colorado (Denver, CO)
- …in local counties upon request, in addition to investigating insurance and securities fraud. + Natural Resources and Environment Section: Works with client agencies ... and improve the quality of Colorado's natural environment, as well as providing counsel to state agencies charged with protecting air, land, and water. + Revenue… more
- Axis (Chicago, IL)
- …and Public Company D&O claims under limited supervision. (Experience with securities litigation, class actions, government investigations and/or bankruptcy issues a ... external partners < >Escalating coverage issues and recommending outside coverage counsel assignments for approval, where warranted < >Formulating claims and… more
- City of New York (New York, NY)
- Job Description Under the direction of the General Counsel , the Office of Legal Affairs (OLA) provides legal counsel , litigation, contract and employment law ... and Maintenance, Construction, Land Use and Environmental, Financial (including insurance, securities , and Federal funding), and Corporate Law. In addition, this… more
- MUFG (Dallas, TX)
- …to Division Manager, Bank Officers, and Committees. + Provide advice, counsel , direction and guidance to the business line/portfolio management group regarding ... debt, mezzanine, equity, etc.). + Work with in-house and outside legal counsel , as appropriate, for waivers, consents, and amendment negotiations and documentation… more
- Citigroup (Chicago, IL)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number… more
- Wells Fargo (New York, NY)
- …Real Estate Securitization and Capital Markets ("RESCM") group within Wells Fargo Securities , LLC ("WFS") is the product group responsible for the structuring and ... + Execute deals by coordinating loan sellers, syndication group, counsel , accountants, rating agencies, investors, and deal vendors. +...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Truist (Atlanta, GA)
- …problems, etc. 4. Provide client relationship management support, including ongoing counsel and advice, relationship reviews and client service initiatives. 5. ... Advisor in developing and maintaining a profitable level of securities and insurance sales by executing on opportunities identified...professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4.… more
- Citigroup (Tampa, FL)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... control issues with transparency. **Qualifications:** + Experience as a Securities Processing Analyst or related position performing corporate action processing… more
- Aegon Asset Management (Cedar Rapids, IA)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... field, or equivalent education and experience. + Five years of insurance and/or securities regulatory compliance experience. + A general knowledge of insurance and … more
- Aegon Asset Management (Cedar Rapids, IA)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... field, or equivalent education and experience. + Five years of insurance and/or securities regulatory compliance experience. + A general knowledge of insurance and … more