- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- The Hertz Corporation (Atlanta, GA)
- …legal setting under the guidance of attorneys, which includes supporting Securities and Exchange Commission ("SEC") filings and public company compliance, SOX ... Life:** This role reports to the Vice President, Chief Counsel , Finance and Governance and provides paralegal support for...preparation of public company SEC filings pursuant to the Securities Exchange Act of 1934, including Form 10-Ks, Form… more
- Citigroup (Tampa, FL)
- …relationship, entering into transactions or services with Citi, documenting trading in securities between two or more parties). This role requires a pragmatic, ... efficient manner + Collaborates with the firm's institutional clients and their internal/external counsel as well as Citi's first line, legal, second line and other… more
- Insight Global (Los Angeles, CA)
- …Statements and Audit. o Work with the firms CEO / COO / General Counsel and senior management to ensure compliance on regulatory matters throughout the business ... Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, and Securities Exchange Act of 1934, and all other regulatory requirements… more
- University of Rochester (Rochester, NY)
- …annuities, pooled income funds, University of Rochester Donor Advised Funds, publicly traded securities , real estate, closely held securities and other hard to ... programs from PG Calc, external custodial support from Northern Trust Co, external counsel from Nixon Peabody LLC and services of a nationally recognized planned… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... mathematical models to automatically price and trade Spread Product securities . Analyze financial time series data and other data...and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand… more
- Equitable (Charlotte, NC)
- …**The Equitable Law Department's Mission is to Serve as Equitable's trusted counsel e** **_mpowering Equitable to pursue its noble purpose by upholding the ... follow the organization-specific policies and guidelines, affecting business practices. ** Securities Laws and Regulations (SLR) Compliance:** Knowledge of … more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... both a team and individual creative setting. + US Only: Securities Industry Exam, S7 & S66; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7)… more