- State of Colorado (Denver, CO)
- …in local counties upon request, in addition to investigating insurance and securities fraud. + Natural Resources and Environment Section: Works with client agencies ... and improve the quality of Colorado's natural environment, as well as providing counsel to state agencies charged with protecting air, land, and water. + Revenue… more
- NetApp (San Jose, CA)
- …of what it takes to run a global corporate legal department and what in-house counsel do each day. This position is within NetApp's Legal team and will focus on ... Data Privacy and Governance; Global Trade Compliance; Litigation; Corporate and Securities . **Job Requirements** * Understanding the various teams within The Legal… more
- State of Connecticut, Department of Administrative Services (New Britain, CT)
- …and exciting opportunity! The State of Connecticut, Office of Consumer Counsel (OCC) (https://portal.ct.gov/occ?language=en\_US) is hiring for a Utilities Examiner 2 ... Connecticut legislature and in regional and national forums. The Office of Consumer Counsel (OCC) acts as the advocate for consumer interests in matters which may… more
- MUFG (New York, NY)
- …finance attorney to join the Americas Legal Department as a Vice President & Counsel . The primary responsibility of this position is to support various teams and ... of court, would be beneficial. **Corporate Title** : Vice President & Counsel **Key Responsibilities:** + Review, draft and negotiate documentation for and provide… more
- Truist (Ocala, FL)
- …problems, etc. 4. Provide client relationship management support, including ongoing counsel and advice, relationship reviews and client service initiatives. 5. ... Advisor in developing and maintaining a profitable level of securities and insurance sales by executing on opportunities identified...professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4.… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Aegon Asset Management (Denver, CO)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... designed to prevent, detect, and assist in resolving potential violations of federal securities laws and regulations for TAM, the funds for which TAM advises, and… more
- Citigroup (Brooklyn, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number… more
- Charles Schwab (Westlake, TX)
- …candidates should have: **Required Qualifications:** + 5-7 years legal experience in the securities industry (such as in a large broker-dealer or mutual fund firm) ... mutual fund regulatory filings and ability to research filings on the Securities and Exchange Commission regulatory filing website. + Strong contract drafting skills… more
- The Hertz Corporation (Estero, FL)
- …legal setting under the guidance of attorneys, which includes supporting Securities and Exchange Commission ("SEC") filings and public company compliance, SOX ... Life:** This role reports to the Vice President, Chief Counsel , Finance and Governance and provides paralegal support for...preparation of public company SEC filings pursuant to the Securities Exchange Act of 1934, including Form 10-Ks, Form… more