- Citigroup (Brooklyn, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number… more
- Charles Schwab (Westlake, TX)
- …candidates should have: **Required Qualifications:** + 5-7 years legal experience in the securities industry (such as in a large broker-dealer or mutual fund firm) ... mutual fund regulatory filings and ability to research filings on the Securities and Exchange Commission regulatory filing website. + Strong contract drafting skills… more
- Aegon Asset Management (Cedar Rapids, IA)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... education and experience + A basic knowledge of the securities laws, regulations, and rules + Written and verbal...or Series 6 & 26, as applicable + Regulatory, securities , or advertising compliance experience Working Conditions +… more
- Citigroup (Jersey City, NJ)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... control issues with transparency. **Qualifications:** + Experience as a Securities Processing Analyst or related position performing corporate action processing… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Dorsey & Whitney LLP (New York, NY)
- …or New York office. This associate will have extensive knowledge of US securities and corporate law and experience working with domestic and international companies, ... and corporate law work, including US federal and state securities laws with strong working knowledge of '33 and...Japan Walter Mondale, US Senator Amy Klobuchar, former Corporation Counsel of the City of New York Zachary Carter,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and… more
- Truist (Charlotte, NC)
- …Senior Leadership Team, external auditors, and regulatory agencies. Proactively provide counsel to these constituencies to communicate the expected and actual impact ... to, the accounting for mergers, acquisitions and divestitures, credit losses, securities , derivatives and hedge accounting, foreign exchange, transfers of financial… more