- Aegon Asset Management (Philadelphia, PA)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... 6 months + Solid understanding of the life insurance industry, securities business, agency operations, products, and regulations. + Understanding of employment… more
- US Bank (Charlotte, NC)
- …including in-person, by appointment, and virtually to provide the best possible counsel while adapting a digital first mindset. Strong client relationships are based ... banking experience or a combination of experience and commensurate training - FINRA Securities Industry Essentials (SIE), Series 6, and Series 63 or equivalent FINRA… more
- Citigroup (Beverly Hills, CA)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... Ability to manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) required to obtain within… more
- TD Bank (New York, NY)
- …HR channels while earning the right to be at the table early to provide expert counsel and consultation to business partners on their strategic plans + Acts as a key ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- MyFlorida (Naples, FL)
- …lice. This position must always assure compliance with Florida Department of Health securities policy . This position will assist with outreach clinics and outbreak ... Knowledge, Skills, and Abilities: + Ability to effectively educate and counsel clients regarding health-related information + Ability to maintain confidential… more
- MyFlorida (Tallahassee, FL)
- …cases under state and federal antitrust laws, Florida False Claims Act, Florida securities law, Civil Racketeering and as needed civil complex enforcement of the ... taking and defending depositions, document discovery, negotiations with opposing counsel , inspections and copying of documents, interrogatories, stipulations and… more
- Ankura (New York, NY)
- …Company Accounting Oversight Board Standards ("PCAOB Standards"), as well as Securities and Exchange Commission ("SEC") independence matters. In addition, Ankura ... candidate will also have the opportunity to assist external and internal counsel to perform investigations of corporations surrounding breaches in a corporation's… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... + Impact the engineering function by influencing decisions through advice, counsel or facilitating services + Appropriately assess risk when business decisions… more
- Citigroup (Tampa, FL)
- …relationship, entering into transactions or services with Citi, documenting trading in securities between two or more parties). This role requires a pragmatic, ... efficient manner + Collaborates with the firm's institutional clients and their internal/external counsel as well as Citi's first line, legal, second line and other… more
- Charles Schwab (Lone Tree, CO)
- …monitored as it relates to the continued analysis of new products and securities . This role also includes the responsibility to stay abreast of regulatory changes ... marketing, transfer agency, financial reporting, product teams, sales strategy, inside counsel , independent auditors, and external tax authorities **What you have**… more