- KeyBank (Brooklyn, OH)
- …fiduciary accounts by providing expert trust and estate administration and counsel to High-Net-Worth clients and their beneficiaries. Actively manages trust ... as part of sales and client servicing team - Working knowledge of investments/ securities COMPENSATION AND BENEFITS This position is eligible to earn a base salary… more
- Citigroup (New York, NY)
- …Vice President of Underwriting would work within our US Commercial Mortgage Back Securities (CMBS) group and be dedicated to a specific origination team that focuses ... coordinating with our internal appraisers and engineers, closing staff, outside counsel , and present transactions to senior managers, rating agencies and investors.… more
- Truist (Charlotte, NC)
- …process of the Financial Accounting Standards Board ("FASB,") and United States Securities and Exchange Commission ("SEC,"), as well as the Federal Deposit Insurance ... **Effectively communicate with leadership, auditors and regulators** 7. Proactively provide counsel to senior leaders and financial management on complex accounting… more
- First Horizon Bank (Tampa, FL)
- …+ FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance ... clients, communities and associates unlock their full potential with capital and counsel . Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank… more
- Aegon Asset Management (Denver, CO)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... High School education or GED equivalent required. + Willing to obtain Series 6/63 Securities Licenses within 6 months hire. + Willing to obtain resident state Life… more
- Raymond James Financial, Inc. (St. Peters, MO)
- …our community. **Job Summary** The Associate Advisor will provide financial planning counsel and investment advice to existing clients, onboard new clients, and ... services. + Fundamental investment concepts, practices and procedures used in the securities industry. + Financial markets and products. **Skill in** + Preparing and… more
- Equitable (Charlotte, NC)
- …**The Equitable Law Department's Mission is to Serve as Equitable's trusted counsel ,** **_empowering Equitable to pursue its noble purpose by upholding the highest ... products and the regulatory regimes (eg, state insurance laws, federal securities laws, electronic commerce regulations) applicable to such products and/or state… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts… more