- Fortive Corporation (Everett, WA)
- Senior Counsel - Governance, SEC Compliance and Corporate Finance In this role, you will report to the Vice President - Associate General Counsel and Corporate ... Secretary and be a member of a highly collegial legal team to prepare and review required SEC filings, investor communication, board materials, financing agreements, and equity and executive compensation materials. You will collaborate with senior leaders in… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …Corporate Secretary's office in: + Developing and providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly ... statement and preparing for the annual meeting of shareholders + Providing securities law advice and compliance guidance for earnings releases, investor materials,… more
- Edward Jones (Tempe, AZ)
- …attorney in private practice, in the public sector, or in an in-house counsel capacity + Securities industry and/or litigation experience preferred + Excellent ... Fortune 500 firm. This person will be responsible for: + Providing legal advice and counsel to the firm, branch teams and internal business areas on a wide variety… more
- The Estee Lauder Companies (New York, NY)
- …*Coordinate comms and follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and ... Internal Audit, Communications, HR, and Corp Citizenship & Sustainability to manage securities law compliance Proxy Statement *Lead prep/filing of the annual proxy… more
- Robert Half Legal (Jacksonville, FL)
- …legal risks. * Offer guidance on financial transactions, including loan agreements and securities compliance. * Manage external legal counsel to ensure efficient ... Description We are looking for an experienced Assistant General Counsel to join our team in Jacksonville, Florida. This role will focus on providing strategic legal… more
- USAA (Tampa, FL)
- …responsibilities of a securities principal: In conjunction and coordination with Securities Counsel and Securities Compliance, provides research and ... documentation support for use in responding to regulatory authority inquiries and audits. + Responsible for the resolution of complex operations issues and/or member escalations. + Maintains compliance with company policies, procedures, and all applicable… more
- USAA (San Antonio, TX)
- …a securities principal as appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance, provides research and ... documentation support for use in responding to regulatory authority inquiries and audits. + Responsible for the implementation and sustainment of seasonal surge strategies through internal and third-party relationships to serve more members. + Responsible for… more
- HP Inc. (Palo Alto, CA)
- Assistant General Counsel , Senior Director - Board Operations and Securities Compliance Location: Palo Alto, CA or Houston, TX Reports to: Deputy General ... a strategic legal leader to serve as Assistant General Counsel , Senior Director - Board Operations and Securities... Counsel , Senior Director - Board Operations and Securities Compliance. This role is pivotal in driving HP's… more
- Robert Half Legal (Seattle, WA)
- Description We are looking for an Attorney with expertise in Corporate and Securities law to join our team in Seattle. This role is ideal for someone who excels at ... This role is targeted for 1-4 YOE in Corporate Finance/ Securities Law. Responsibilities: * Represent startups or investors in... Act of 1933 and Blue Sky filings. * Counsel clients on regulatory compliance for equity crowdfunding, Regulation… more
- TD Bank (New York, NY)
- …and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment with Enterprise ... and Standards, to ensure program alignment and provide tailored advice and strategic counsel to TDS partners. + Foster an effective, transparent culture of risk… more