- AIG (New York, NY)
- …key to AIG's strategic initiatives. This position reports to the Deputy General Counsel for Reinsurance. Specific Responsibilities Include : As a leader, you are ... of strategic transactions at AIG, including M&A, capital markets and insurance-linked securities (ILS) matters. + Advising multiple business units on ceded and… more
- WATTS (North Andover, MA)
- …experienced attorney possessing prior experience with contracts, general corporate matters, securities and M&A. RESPONSIBILITIES AND DUTIES: + Review, draft and ... None EXPERIENCE AND REQUIRED SKILLS: + 5+ years of experience in corporate, securities and M&A matters + Experience reviewing, drafting and negotiating a wide… more
- Trexquant Investment (Stamford, CT)
- …on financial and business legal risks + Monitor and interpret changes in securities laws, SEC regulations, and corporate governance trends. + Manage legal efforts to ... needed. + Help develop and maintain internal policies and procedures related to securities law compliance. Requirements + JD from an accredited law school and… more
- BMO Financial Group (Milwaukee, WI)
- …root causes and negotiates resolutions. + Delivers legal advice, instructs external counsel and ensures compliance with internal policies & procedures for a single ... matters. + Familiarity with digital assets, blockchains, cryptocurrencies, and traditional securities , payments, and/or commodities law. + Negotiation skills - in… more
- BlackRock (Atlanta, GA)
- …creatively in a fast-paced environment. You may also be responsible for outside counsel engagement. This position will be located in Atlanta. To ensure success you ... required. Experience with FINRA strongly recommended. Familiarity with other US federal securities laws, such the Investment Company Act of 1940, and related… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Wellington (New York, NY)
- …firm including portfolio managers, fixed income traders, industry analysts, internal counsel , global relationship management, securities valuation team, and the ... will play an important role in analyzing complex private and illiquid credit securities to determine fair valuation. The determination of the fair value will require… more
- Unity Technologies (New York, NY)
- …description** **The opportunity** Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role, you will be responsible ... advising on a broad range of general corporate and securities law issues in support of Unity's corporate governance,... and equity operations team. + Efficiently manage outside counsel on a global basis and within budget. **What… more
- M&T Bank (Wilmington, DE)
- …Rule 38a-1 under the Investment Company Act of 1940, as promulgated by the Securities and Exchange Commission (SEC). The CCO will be responsible for ensuring that ... effective policies and procedures reasonably designed to prevent violation of federal securities laws and to promote a culture of ethical conduct and regulatory… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $150,000 USD TD is committed to providing fair ... Markets Documentation Team is an integral part of TD Securities . GMD is a client facing team responsible for...regulatory requirements to business lines, clients and their legal counsel in an efficient, business-friendly manner + Participates in… more