- Securities and Exchange Commission (Washington, DC)
- …of the General Counsel provides legal analysis and advice on federal securities laws, administrative procedure, and other applicable laws to the SEC. The Group ... Summary The Office of the General Counsel (OGC) is filling one position for a...to the GS/SK-14 level. Specialized experience includes: Applying federal securities laws with particular emphasis on matters involving the… more
- NBC Universal (New York, NY)
- …and other strategic transactions and real estate, as well as assisting with securities and corporate governance matters. You will serve as a key strategic partner ... related transaction documents - individually and in collaboration with outside counsel ; + Coordinate diligence efforts internally and analyze due diligence findings… more
- Robert Half Legal (Boston, MA)
- …for a legal expert with experience in complex litigation, particularly within the securities sector, who is eager to contribute to impactful cases. The position ... in the office) Responsibilities: + Support the development and litigation of securities class actions, shareholder derivative suits, and individual cases in both… more
- Thrivent Financial (Lakewood, CA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... + Participate in business planning for the Practice as needed + Counsel and advise prospective and current members/customers on suitable financial products and… more
- Southern California Edison (Rosemead, CA)
- …resolve land use and government relations issues and provide general advice and counsel to SCE's Real Property and Corporate Real Estate organizations, as well as ... legal strategy to select, retain, manage and evaluate effective outside counsel + Guides corporate policy on regulation development, business processes, safety,… more
- Aegon Asset Management (Cedar Rapids, IA)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... detect, and assist in resolving potential violations of federal securities laws and regulations for TFA. In addition, the...to ensure compliance with applicable SEC, FINRA, and state securities rules and regulations. + Creating training for home… more
- Thrivent Financial (North Dartmouth, MA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... + Participate in business planning for the Practice as needed + Counsel and advise prospective and current members/customers on suitable financial products and… more
- Bank of America (New York, NY)
- …institutional products and services, advise on corporate, commercial, intellectual property, securities and banking law matters relating to the equities platform, ... updating the business and other functions. + Engaging and managing outside counsel , as necessary + Liaising with the litigation and regulatory investigations team… more
- Bank of America (New York, NY)
- …- Equity Capital Markets Execution Services - New York, NY** **Overview:** + BofA Securities Inc. is an industry leader in Equity Capital Markets ("ECM") + VP in ... Transfer Agents to coordinate the issuance of equity and convertible securities (Initial Public Offerings, Convertible Securities , At-The-Market ("ATM") sales,… more
- Talen Energy (Houston, TX)
- …for a legal professional with 4-7 years of well-rounded corporate and securities law experience to work directly with business leaders and stakeholders on ... role offers exposure to day-to-day business operations, public company compliance, securities law, capital markets, M&A, corporate governance, and more, with… more