- Thrivent Financial (Medina, OH)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... + Participate in business planning for the Practice as needed + Counsel and advise prospective and current members/customers on suitable financial products and… more
- Thrivent Financial (Lakewood, CA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... + Participate in business planning for the Practice as needed + Counsel and advise prospective and current members/customers on suitable financial products and… more
- American Water (Camden, NJ)
- …The Senior SEC/Governance Paralegal will report to the Vice President, Chief SEC Counsel and Secretary (Corporate Secretary) within the Legal Counsel & Services ... provide support to the Corporate Secretary and the SEC Counsel , as appropriate for the matter, with respect to:...* Minimum of eight years of relevant experience in SEC/ securities , corporate governance, and corporate secretary * Working with… more
- TD Bank (Mount Laurel, NJ)
- …clients of TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple legal entities (TD Bank ... who are part of the client-facing Distribution teams are both securities -registered and insurance-licensed. Additionally, the Trust Advisors support both personal… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $190,000 USD TD is committed to providing fair ... Oversight **Reports to:** AVP, Head of FCRM Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...teams also act as the primary contact providing ongoing counsel and support on Anti-Money Laundering (AML) and Anti-Terrorist… more
- Thrivent Financial (Faribault, MN)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... accounts + Participate in business planning for the Practice as needed + Counsel and advise prospective and current client on suitable financial products and… more
- Thrivent Financial (Albert Lea, MN)
- …Thrivent Financial for Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... + Participate in business planning for the Practice as needed + Counsel and advise prospective and current members/customers on suitable financial products and… more
- Wells Fargo (Bethesda, MD)
- …Servicing, Asset Management, and Accounting) and other involved parties (Borrower, Borrower's Counsel , Lender Counsel , Title Company, and Fannie Mae/Freddie Mac) ... manner and according to agency requirements. + Engage outside counsel to begin working on a transaction, upon direction...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- New York Times (New York, NY)
- …Department. You will provide support for corporate governance and other corporate, securities and contractual matters and will report to the Vice President, ... Assistant General Counsel and Corporate Secretary. This is a hybrid position...attorneys with preparing and reviewing quarterly, annual and other securities filings with the Securities and Exchange… more
- State of Colorado (Denver, CO)
- …This attorney will work on a multi-disciplinary team to prosecute insurance and securities fraud throughout the state. In this position, you will have the ... cases. You will see cases ranging from staged and caused accidents rings to complex securities fraud. If you are looking for a position where you will constantly be… more