- Equitable (Charlotte, NC)
- …The Equitable Law Department's Mission is to Serve as Equitable's trusted counsel , empowering Equitable to pursue its noble purpose by upholding the highest ... corporate marketing teams. All reviews are based on FINRA, SEC, and state securities and insurance regulations, as well as company standards for fair and balanced… more
- US Bank (Cincinnati, OH)
- …preparation and maintenance of registration statements filed with the US Securities and Exchange Commission (SEC) and related filings. Registration statements ... fee, and operational details of a fund to investors, as required by federal securities laws, including primarily the Investment Company Act of 1940 and Securities… more
- Thrivent Financial (Bellevue, WA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... + Participate in business planning for the Practice as needed + Counsel and advise prospective and current members/customers on suitable financial products and… more
- Cardinal Health (Frankfort, KY)
- …the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor ... areas. This function also litigates all company legal matters, manages outside counsel and manages legal operations. Privacy is responsible for providing advice, … more
- Wells Fargo (St. Louis, MO)
- …**In this role, you will:** + Support clients and provide financial advice and counsel consistent with client goals and risk tolerance with a focus on prospective ... (Word, Excel, and Outlook) skills Successfully completed + Successfully completed Securities Industry Essentials (SIE) exam + Successfully completed FINRA Series 7… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Warner Bros. Discovery (Atlanta, GA)
- …for the company. This role will oversee all corporate governance, securities compliance, public company reporting, and board operations, while also advising ... investor relations, corporate communications, CSR, and legal. Your Role Accountabilities ** Securities Compliance & SEC Reporting** + Ensure compliance with all SEC… more
- Treasury, Departmental Offices (Washington, DC)
- …is located at the Treasury's Departmental Offices, Office of the General Counsel . As an Attorney-Advisor (General), you will provide legal advice and support ... an attorney in the Office of the Assistant General Counsel , International Affairs (OGC/IA), which is a component of...related to international trade and investment, international banking and securities , US engagement with the World Bank and other… more
- Kratos Defense & Security Solutions, Inc. (San Diego, CA)
- … counsel on general corporate matters, including corporate organization, securities compliance, data privacy, risk management, and contract management.* Draft, ... in accordance with various legal parameters. Liaisons with other departments, outside counsel , law firms, or online legal services if necessary. This position… more
- MTA (New York, NY)
- …with US Tax Code. + Involves coordinating with external bond counsel firms including tax specialists, and internal departments including Director, Management ... and external working groups, including a large underwriting syndicate, multiple bond counsel firms, financial and swap advisory firms and other market participants.… more