- Iowa Department of Administrative Services (Des Moines, IA)
- …and is responsible for conducting regulatory compliance in the insurance, securities and related business markets. This involves investigation and enforcement of ... property and casualty, health, and workers' compensation insurance, as well as securities and other regulated industries. This position will represent the Division… more
- Manulife (Boston, MA)
- …wholesale broker dealers that underwrite and distribute several John Hancock securities related products including investment company offerings, 529 College Savings ... + Provide knowledgeable interpretation and analysis, in consultation with legal counsel , on regulatory matters affecting the distribution of private placements. This… more
- City of New York (New York, NY)
- …for the Deputy Chief of its Municipal Finance Division. The division provides in-house counsel to the City and related entities on bond transactions. New York City, ... The Deputy Chief works with the Division Chief to counsel senior New York City policymakers with respect to...development City debt programs. - Thorough knowledge of federal securities and familiarity with applicable federal income taxes. -… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Assist in reviewing claims and preparing draft pleadings for review by legal counsel . * Gather, organize, summarize and index legal and supporting documentation for ... internal and external legal counsel . * Draft correspondence, discovery responses, motions, , subpoenas...Basic investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and… more
- BlackRock (New York, NY)
- …than $120bn in AUM across the spectrum of Commercial Mortgage-Backed Securities (CMBS), Commercial Mortgage Loans (CML's), Non-Agency Residential Mortgage-Backed ... Securities (RMBS), Asset Backed Securities (ABS), and...+ Work side by side with originator and outside counsel to close loans + After closing, continue to… more
- Bank of America (New York, NY)
- …impact to the GM's Equity Finance businesses, including Prime Finance, Securities Lending, Clearing and Settlement, and OTC derivatives. Provides advice on ... services related to these businesses. Coordinates the work of outside legal counsel on related projects. Collaborate with Legal Department colleagues and clients in… more
- Bank of America (New York, NY)
- …Products, is responsible for origination and execution of term asset-backed securities (ABS) transactions and secured lending transactions. We manage a secured ... execution and closing of transactions. We interact with deal counsel , outside auditors and the rating agencies as we...Syndicate Desk and Mortgage Sales Force to market the securities to investors. **Job Description:** This job is responsible… more
- MyFlorida (Alachua, FL)
- …OPPORTUNITY DIVISION: OFFICE OF FINANCIAL REGULATION BUREAU: OFFICE OF GENERAL COUNSEL CITY: FLEXIBLE COUNTY: FLEXIBLE Our Organization and Mission: The Office ... banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money… more
- Citigroup (New York, NY)
- …directional strategy as well as utilize in-depth specialty knowledge to provide advice/ counsel on the evaluation of financial reports of Citi's current and projected ... and services, including consumer banking and credit, corporate and investment banking, securities brokerage and wealth management. The Balance Sheet FP&A team is an… more
- City of New York (New York, NY)
- Job Description Under the direction of the General Counsel , the Office of Legal Affairs (OLA) provides legal counsel , litigation, contract and employment law ... those concerning homelessness and employment opportunities. The Office of the General Counsel /Office of Legal Affairs is requesting to recruit for two Agency… more