- Bank of America (Charlotte, NC)
- …end-to-end support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives , and ... Ops Sr Analyst MKTS Charlotte, North Carolina **To proceed...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- Bank of America (Chicago, IL)
- …end-to-end support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives , and ... AML Refresh -Operations Sr . Analyst MKTS Chicago, Illinois **To proceed with...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- Charles Schwab (Lone Tree, CO)
- …implementation efforts, and fair value measurement and testing. Reporting to an existing Senior Manager of Bank Accounting, the individual will be instrumental ... includes activity processed through our treasury management system for the Company's securities , borrowings, and derivatives . As part of the Corporate… more
- Aegon Asset Management (Denver, CO)
- …Denver, CO. Responsibilities + Provide strategic direction and oversight to risk manager relating to the operational, liquidity, and derivatives compliance risk ... detect, and assist in resolving potential violations of federal securities laws and regulations for TAM, the funds for...+ Direct and assign projects and provide guidance to senior managers, managers, and other compliance staff to improve… more
- JPMorgan Chase (Newark, DE)
- …and/or traditional banking products, such as loans, commitments, deposits, borrowings, cash, securities trading, securities financing, derivatives and prime ... and position data. As a associate data business analyst/project manager within the Corporate Treasury team you will work...key messages for governance meetings, and present progress at senior forums. + Create agendas, host and minute working… more
- PNC (New York, NY)
- …in a PNC location. The CIO Investments team is searching for a Portfolio Manager (PM) to lead the Agency Mortgage-Backed Securities (MBS) sector. The position ... the company's success. As the Managing Director, MBS Portfolio Manager within PNC's Asset & Liability Management organization, you...part of the ALM organization and manages 200+bn in securities and derivatives ; Agency MBS is a… more
- MUFG (New York, NY)
- …risk infrastructure + Generate regular and ad-hoc risk reporting for senior management and regulatory stakeholders **Qualifications:** The right candidate will have: ... related role supporting structured products, or traded products (OTC derivatives , SFTs) + Strong knowledge of equity and credit...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $200,000 USD TD is committed to providing fair ... Markets Documentation Team is an integral part of TD Securities . GMD is a client facing team responsible for...a fast-growing team with high internal visibility at the senior executive level. The VP, Global Markets Documentation is… more
- AIG (Parsippany, NJ)
- …Assets of over $95 billion a comprised primarily of fixed maturity securities and includes private equity, hedge funds, commercial/residential loans and equity ... securities . In addition, AIG's derivative portfolio consists primarily of...addition, AIG's derivative portfolio consists primarily of foreign exchange derivatives but also includes interest rate and other derivative… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance ... Surveillance Compliance professionals engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory… more