- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance ... Surveillance Compliance professionals engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory… more
- Truist (Charlotte, NC)
- …2. Prior experience working for a large, SEC-registered financial institution or senior manager -level public accountant with extensive bank experience **General ... to, the accounting for mergers, acquisitions and divestitures, credit losses, securities , derivatives and hedge accounting, foreign exchange, transfers of… more
- MUFG (Irving, TX)
- …to deliver an effective second line of defense testing program that meets senior management and regulatory expectations. Reviews will include assessment of the Swap ... focused on evaluating effectiveness of controls and compliance with Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA),… more
- Bank of America (Charlotte, NC)
- …to improve processes **Desired Qualifications:** + Experience analyzing fixed income securities , interest rate derivatives + Technical Business Analyst skills ... platform * Delivers forecast analysis and reporting with accuracy, presenting results to senior management * Applies subject matter expertise of the key drivers of… more
- MUFG (Los Angeles, CA)
- …derivatives , securitization, and lease. + Interview the borrower's senior management to assess their business/financial risks/challenges. Maintain direct ... communication with assigned customers, if needed by RM (relationship manager ). + Coordinate and communicate critical account information to various related parties… more
- MUFG (New York, NY)
- …Our team is committed to your success and will pair you with a mentor/ manager who will work with you to set goals, provide professional development, guidance and ... You will also have many opportunities to network with peers, mentors and senior managers through team-building sessions, speakers and other organized events. In our… more
- Zions Bancorporation (Salt Lake City, UT)
- …Registered Investment Advisors, Insurance Agency, departments offering investment products and derivatives (eg, swaps, forwards, etc.), and others as needed. Not ... the expertise to execute these programs in the absence of the program manager . + Review, analyze, and evaluate business processes, procedures, and controls to assess… more
- Bank of America (New York, NY)
- …the Advisor to provide investment advice and recommendations to clients, securities execution, and account servicing specific to these Capital Markets transactional ... implement good client coverage routines to ensure client satisfaction, present to senior leadership and control partners on business and risk matters + Translate… more