- Bank of America (New York, NY)
- …institutional products and services, advise on corporate, commercial, intellectual property, securities and banking law matters relating to the equities platform, ... covering institutional clients. Assisting in providing contractual and other general legal support to the Sales and Trading function, primarily for Equities,… more
- Chemours (Wilmington, DE)
- …Chemours is seeking a **Senior Manager, Corporate Counsel** to join our growing ** legal ** team. This position will be available at the corporate headquarters in ... DE** and report directly to the **Chief Corporate Governance and Securities Counsel, Assistant Corporate Secretary.** This position will be responsible for… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …obtained through education, experience, specialized training, and/or certification in securities industry compliance to design, implement and supervise a ... that reflect "best practices" and ensures the firm is adhering to all legal and regulatory requirements. + Identifies trends and implements corrective action, as… more
- Fluent (New York, NY)
- …corporate governance. In this dynamic role, you'll work closely with the Finance and Legal & Compliance teams on strategic transactions and a wide range of legal ... and ensuring compliance with policies and charter documents + Provide legal support for general corporate matters, including public relations, investor relations,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- US Foods (Rosemont, IL)
- …Join Our Community of Food People! The Corporate Paralegal will provide Governance and Securities needs and is an important member of the Corporate Legal team ... executive officers, etc. + Support transactions and financial restructurings related securities law and corporate governance compliance including setting up and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- M&T Bank (Buffalo, NY)
- …strategic management of the valuation and risk management of the bank's securities and derivatives arising from balance sheet hedging, customer back-to-back business ... met + Work with multiple stakeholders across Treasury, Compliance, Finance, Legal , Operations, Secondary Mortgage, Audit, Risk to achieve business unit objectives… more
- Robert Half Finance & Accounting (Chicago, IL)
- …SEC, FINRA and CME, ensuring the brokerage firm adheres to all securities trading regulations. Primary Responsibilities will include: + Data Collection and Analysis: ... when necessary. + Regulatory Updates: Stay informed about changes in securities regulations and industry best practices, updating reporting procedures accordingly. +… more
- Comerica (Frisco, TX)
- …the Balance Sheet Manager in the oversight of up to $25 billion fixed income securities portfolio which is a major provider of liquidity and interest income to the ... to formulate investment strategy, purchases and sales of multimillion-dollar securities , internal, external, and regulatory reporting, and portfolio maintenance on… more