- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... Preferred Qualifications: **Ready to be the change at TD Securities ?** We're an innovator and leader in the Data,...team partners closely with senior leaders across TDS, Risk, Legal , HR, Compliance and will work in close alignment… more
- WATTS (North Andover, MA)
- …experienced attorney possessing prior experience with contracts, general corporate matters, securities and M&A. RESPONSIBILITIES AND DUTIES: + Review, draft and ... R&D and license agreements and product warranties. + Provide legal support for the Company's SEC filings, including Section...REQUIRED SKILLS: + 5+ years of experience in corporate, securities and M&A matters + Experience reviewing, drafting and… more
- Trexquant Investment (Stamford, CT)
- …financial and business legal risks + Monitor and interpret changes in securities laws, SEC regulations, and corporate governance trends. + Manage legal ... a small team, senior leadership and cross-functional teams to proactively manage legal risk and guide the company's investment-related legal efforts.… more
- Dentons US LLP (St. George, UT)
- …have 2-3 years of sophisticated experience in the areas of M&A, securities , and general business transactions. Candidates should have specific and meaningful ... experience representing clients in mergers and acquisitions, public company disclosures, securities offerings, as well as advising clients on compliance and general… more
- Wellington (New York, NY)
- …will play an important role in analyzing complex private and illiquid credit securities to determine fair valuation. The determination of the fair value will require ... and external clients. The ideal candidate is highly knowledgeable of the securities industry, has extensive credit analysis experience within the fixed income asset… more
- JPMorgan Chase (Columbus, OH)
- …achieve business goals. The team collaborates with Sales, Investments, Technology, Legal , and Operations to enhance processes and drive change. **Job ... clients about JPMorgan products and valueadd resources + Work towards and obtain Securities Industry Essentials, Series 6 and Series 63 securities licenses… more
- MUFG (New York, NY)
- …Pensions, and others. Products and Asset classes include asset backed securities , agency mortgage securities , collateralized loan obligations, agency commercial ... + On-board clients in coordination with the firm's credit, legal , compliance, and operations teams + Mentor and train...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Aston Carter (Columbia, MD)
- Job Title: Securities Analyst IIJob Description Join our dynamic Securities Administration Services (SAS) group as a Securities Analyst II. You will be ... series across portfolios. + Maintain expertise in areas such as Collateral, Securities , Default, or Trust Administration. + Train junior staff and review their… more
- Columbia Bank (Denver, CO)
- …partners and proactively pursue alternative ways to gain efficiencies related to securities processing activities. + Review team processing activities and approve ... securities transactions in the trustaccounting system related to the...insurance, tuition assistance, mental health resources, identity theft protection, legal support, auto and home insurance, pet insurance, access… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more