- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will ... manage outside counsel in significant litigation matters and will provide litigation-related legal advice across the Raymond James entities. Will also have extensive… more
- Hawaiian Electric (Honolulu, HI)
- …and offering a competitive compensation package. BRIEF POSTING DESCRIPTION: The P NC LEGAL Department of the P LEGAL Division at Hawaiian Electric Company ... to the qualifications of the selected candidate. JOB FUNCTION: Provide in-house legal services for the benefit of Hawaiian Electric and its subsidiaries,with an… more
- Capital One (Mclean, VA)
- …risk functions + Developing and maintaining strong relationships with business leadership, Legal , Risk Office, and other stakeholders and coordinating with teams to ... accomplish shared objectives + Advising on business regulatory requirements including securities law (eg, Reg AB), banking regulations (eg, Reg W, Reg K), GSE… more
- Robert Half Legal (Boston, MA)
- …commercial fraud, securities litigation, and related issues. * Offer strategic legal advice to clients to mitigate litigation risks and explore resolutions. * ... the chance to work on high-stakes commercial litigation cases and provide strategic legal counsel to clients across diverse industries. If you have a strong… more
- Wells Fargo (St. Louis, MO)
- …for supervision are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, ... organization and Independent Offices. Additionally, you will partner with areas of Compliance, Legal and the Line of Business, as needed, in addressing concerns and… more
- Neuberger Berman (New York, NY)
- …Attorney to provide advice and support on a broad variety of legal , regulatory and general corporate matters for its institutional asset management business. ... client questionnaires and institutional marketing materials + Advising on securities and loan trading issues + Working closely with...and loan trading issues + Working closely with the Legal and Compliance Department globally as well as other… more
- Raymond James Financial, Inc. (Reston, VA)
- …and occasional personal visits. * Educates client on the functions of various securities markets and the principal factors that affect them. * Provides guidance on ... including but not limited to basic income tax questions and other legal issues requesting guidance when appropriate. * Participates in client presentations. *… more
- Raymond James Financial, Inc. (MA)
- …speaking at seminars designed to train and educate professional tax and legal advisors, current and prospective clients, and Financial Advisors. + Prepares sales ... personal meetings with the client the Financial Advisor and the client's professional legal and tax advisors. + Supplies technical estate tax and estate planning… more
- The Hartford (Hartford, CT)
- …all parts of HIMCO, including, Investment Sectors, Portfolio Management, Trading, Legal , Compliance, Accounting and Technology teams through daily investment process ... degree preferred + Fundamental understanding of investment products and securities operations + Experience with technology, including Excel, Investment, Accounting,… more
- City of New York (New York, NY)
- …Governance: - Assist in legal matters relating to the issuance of municipal securities by the City and the Bond Financing Entities. - Aid in drafting primary ... counsel to the Mayor's Office of Management and Budget ("OMB"), providing wide-ranging legal advice and representation on a variety of topics. Topics include, but… more