- Robert Half Legal (Boston, MA)
- …commercial fraud, securities litigation, and related issues. * Offer strategic legal advice to clients to mitigate litigation risks and explore resolutions. * ... the chance to work on high-stakes commercial litigation cases and provide strategic legal counsel to clients across diverse industries. If you have a strong… more
- City of New York (New York, NY)
- …Governance: - Assist in legal matters relating to the issuance of municipal securities by the City and the Bond Financing Entities. - Aid in drafting primary ... counsel to the Mayor's Office of Management and Budget ("OMB"), providing wide-ranging legal advice and representation on a variety of topics. Topics include, but… more
- Vanguard (Malvern, PA)
- …related legal work experience. + Undergraduate and Law degree (JD). + Legal analysis experience required. + Knowledge of securities regulations applicable to ... Office of the General Counsel at Vanguard addresses complex legal and compliance issues. To support its expanding business,...public finance, fixed income and/or municipal securities markets required. Special Factors Sponsorship Vanguard is not… more
- Wells Fargo (St. Louis, MO)
- …for supervision are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, ... organization and Independent Offices. Additionally, you will partner with areas of Compliance, Legal and the Line of Business, as needed, in addressing concerns and… more
- Neuberger Berman (New York, NY)
- …Attorney to provide advice and support on a broad variety of legal , regulatory and general corporate matters for its institutional asset management business. ... client questionnaires and institutional marketing materials + Advising on securities and loan trading issues + Working closely with...and loan trading issues + Working closely with the Legal and Compliance Department globally as well as other… more
- Raymond James Financial, Inc. (Reston, VA)
- …and occasional personal visits. * Educates client on the functions of various securities markets and the principal factors that affect them. * Provides guidance on ... including but not limited to basic income tax questions and other legal issues requesting guidance when appropriate. * Participates in client presentations. *… more
- Raymond James Financial, Inc. (MA)
- …speaking at seminars designed to train and educate professional tax and legal advisors, current and prospective clients, and Financial Advisors. + Prepares sales ... personal meetings with the client the Financial Advisor and the client's professional legal and tax advisors. + Supplies technical estate tax and estate planning… more
- The Hartford (Hartford, CT)
- …all parts of HIMCO, including, Investment Sectors, Portfolio Management, Trading, Legal , Compliance, Accounting and Technology teams through daily investment process ... degree preferred + Fundamental understanding of investment products and securities operations + Experience with technology, including Excel, Investment, Accounting,… more
- DuPont (Wilmington, DE)
- …reporting requirements, organizing the Annual Meeting of Stockholders, coordinating legal entity management for the organization's subsidiaries, and supporting other ... board travel and logistics, and overseeing budget management. + Assist with Securities and Exchange Commission (SEC) filings, including Section 16 filings, Forms… more
- Robert Half Legal (San Jose, CA)
- …This Corporate Paralegal will support multiple transactional attorneys who specialize in providing legal counsel to startups in the San Francsico Bay Area. As a ... you'll be involved with corporate transactions, contracts, business formation, and securities matters. The role offers a hybrid schedule, requiring on-site work… more