- S&P Global (New York, NY)
- …responsible for leading end-to-end rating process, research, cash flow, credit, legal , and structural analytics, and client-facing activities for new issue ratings ... with cash flow results from internal models. + Review legal and operating documents to ensure consistency with criteria...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Robert Half Legal (San Diego, CA)
- …General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate legal department. This position will report directly to executive leadership and ... has a reputation for internal promotion, work-life balance, and a collaborative, business-minded legal team. 100% remote in US: This is a true lifestyle attorney… more
- State of Montana (Helena, MT)
- *Why Work with Us?* The Montana State Auditor, Commissioner of Securities and Insurance (CSI), has an exciting opportunity for an Insurance Policy Compliance ... Montanans by regulating two of the state's largest industries, securities and insurance. Our mission is to foster a...Property and Casualty insurance. * *Or experience within the legal industry* reviewing regulations, contracts, and other legal… more
- Dentons US LLP (Salt Lake City, UT)
- …8 years of solid sophisticated experience in the areas of corporate, securities , financing, governance, M&A, and general business transactions. The person hired for ... transaction due diligence processes, closings and checklists + Federal and state securities laws and filings + Helping build client relationships + Practice with… more
- Dentons US LLP (Salt Lake City, UT)
- …4-7 years of sophisticated experience in the areas of corporate, securities , financing, governance, M&A, and general business transactions. Candidates should have ... Managing transaction due diligence processes, closings and checklists + Federal and state securities laws and filings + Helping build client relationships This is a… more
- Dentons US LLP (Salt Lake City, UT)
- …2-3 years of sophisticated experience in the areas of corporate, securities , financing, governance, M&A and general business transactions. Candidates should have ... Managing transaction due diligence processes, closings and checklists + Federal and state securities laws and filings + Helping build client relationships This is a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the AML Analyst applies specialized knowledge and skills in securities and/or banking industry compliance, gained through experience, specialized training ... investigations, or matters escalated by various business lines including Compliance, Legal , Risk or other Firm divisions. + Review client background information,… more
- Chenega Corporation (Washington, DC)
- …The **Fraud Analyst III Senior OMI** actively supports the United States Securities and Exchange Commission Division of Enforcement's Office of Market Intelligence ... Review. + Make recommendations regarding tips that are not securities matters. + Conduct quality reviews of work products...factually sound manner; completed templates will be used by legal and account staff to analyze the tip. +… more
- The Brattle Group (San Francisco, CA)
- …in financial economics, corporate finance, energy, competition, and regulatory economics. ** Securities Intern Role** As a Research Analyst intern at The Brattle ... our experts present complex economic and financial concepts clearly in legal and regulatory contexts. + Collaborating with Team Members: Effective communication… more