- JPMorgan Chase (Jersey City, NJ)
- …conservatively invests the firm's excess liquidity, generally by investing in high quality securities that are managed for the longer-term as part of the Firm's ... investment securities portfolio. **Role Description** The TCIO Global External Reporting...initiatives, working directly with various stakeholders including business management, legal and risk functions **The essential skills required for… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $215,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** Preferred Qualifications: TD Securities provides a wide range of capital market products and services to… more
- S&P Global (Englewood, CO)
- …and synthesize results in a timely manner for rating committees. + Review legal and operating documents to ensure compliance with criteria and identify issues with ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $115,000 - $135,000 USD TD is committed to providing fair ... this role. **Job Description:** Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (Boulder, CO)
- …a consistently high level of analytic quality + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria + Demonstrate strong ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- Columbia Bank (Greenwood Village, CO)
- …daily business processing to include department mail & processing checks and securities . + Maintain client and mailing database. Update Financial Advisor's calendar. ... duties as assigned. **About You:** + Bachelor's degree or equivalent experience + Minimum securities licensing of Series 7 & 63 + A minimum of 2 years' experience… more
- EchoStar (Englewood, CO)
- …Infinite, Boost Mobile, DISH Wireless, OnTech and GenMobile. **Department Summary** Our legal teams support the innovators driving the growth and success of EchoStar ... and its subsidiaries. From identifying and supporting a variety of corporate legal matters to negotiating the industry's evolving legal landscape, our corporate… more
- PPL Corporation (Allentown, PA)
- …on Forms 10-K and 10-Q to comply with the regulations of the Securities and Exchange Commission (SEC). Under general direction, responsible for the more complex ... on Forms 10-K and 10-Q to comply with the regulations of the Securities and Exchange Commission (SEC). Performs other external reporting related activities as… more
- Robert Half Legal (Oakland, CA)
- …submitting filings, managing case schedules, maintaining case files, assisting with legal and factual research, and much more. Responsibilities: * Assist attorneys ... with comprehensive legal and factual research, including the preparation of case...apply this knowledge in relevant cases. * Proficient in Securities Litigation, with a thorough understanding of securities… more