- TD Bank (New York, NY)
- …relevant control functions regarding (i) public and private offerings of equity and debt securities . + Assist in the development and build out of a global Investment ... law firm will be considered. + Experience in providing legal , regulatory or compliance advice to Markets sales and...Banking and Capital Markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to… more
- BeOne Medicines (Emeryville, CA)
- …experienced corporate securities and transactional lawyer to complement our global Legal and Compliance team who thrives in fast-paced settings and has a ... and corporate governance matters. **Essential Functions of the job:** + Provide legal support on various types of transactions, including equity investments, joint… more
- Securities and Exchange Commission (Washington, DC)
- …in the Administrative Law and Legal Review Group (Group), which provides legal analysis and advice on federal securities laws, administrative procedure, and ... will report initially to the Deputy General Counsel for Administrative Law and Legal Review but will work closely with the Group leadership toward completion of… more
- Robert Half Legal (Oakland, CA)
- …submitting filings, managing case schedules, maintaining case files, assisting with legal and factual research, and much more. Responsibilities: * Assist attorneys ... with comprehensive legal and factual research, including the preparation of case...apply this knowledge in relevant cases. * Proficient in Securities Litigation, with a thorough understanding of securities… more
- MyFlorida (Alachua, FL)
- …banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money ... the REAL system. BRIEF DESCRIPTION OF DUTIES : Renders legal advice and counsel to agency personnel on OFR...the OFR into alleged violations of the state banking, securities , and finance laws or related statutes and provides… more
- NVIDIA (Santa Clara, CA)
- … legal matters, including public company reporting and disclosure, securities and corporate governance matters, international subsidiary compliance, formation and ... Counsel to join a dynamic and growing company and Legal team. What you'll be doing: + Provide advice...of both would be ideal) + Experience with US securities laws, compliance and disclosure obligations, executive compensation and… more
- SUNY Morrisville (Morrisville, NY)
- …Contracts, agency, and negotiable instruments with emphasis on the Uniform Commercial Code + Legal reasoning and the legal approach to business problems. + Sole ... intangible), intellectual property (including Internet issues), real property, and securities regulation + Be aware of, know, understand, and...Code become part of the course. An introduction to legal reasoning and the legal approach to… more
- MUFG (New York, NY)
- …approved limits are properly recorded in our systems. - + Will work with Legal and the Business to ensure counterparty legal documentation is completed and ... PowerPoint skills are welcome. + Basic Product Knowledge: Knowledge of repos, securities lending and derivatives products is important. + Experience writing credit… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
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