- Shoals Technology Group (Portland, TN)
- …generations. Overview: The Securities Attorney will be part of the in-house legal team and will play a critical role in advising and supporting the company's ... with our executive leadership and cross-functional teams to ensure compliance with securities laws and regulations Responsibilities: Provide legal guidance and… more
- Robert Half Legal (San Francisco, CA)
- …Responsibilities: * Utilizing strong brief writing skills to effectively communicate complex legal information * Engaging in securities or antitrust litigation, ... with a history of successful outcomes. * Familiarity with Securities , and the ability to provide legal advice on related matters. Robert Half is the world's… more
- JPMorgan Chase (Chicago, IL)
- …interesting and complex legal matters. As an AVP, you will provide legal support to the Securities Services business, which includes Custody, Fund Services, ... new context and partner with the Securities Services business to advise on...candidate for this role if you have experience handling legal matters for institutional clients, preferably in the financial… more
- VF Corporation (Denver, CO)
- …requirements around environmental, sustainability and governance topics + Manage the legal compliance framework for securities policies and mandatory ... do?** A day in the life of Senior Counsel, Securities & Cap Markets at VF looks a little...at VF, you will handle a variety of engaging legal issues alongside an accomplished and supportive team of… more
- Principal Financial Group (Des Moines, IA)
- …support to Principal's dually-registered retail broker-dealer and investment adviser, Principal Securities . In this role, you'll provide legal advice concerning ... and DOL inquiries. + Serve as advisor for Principal Securities to guide it with legal issues resulting from regulatory requirements, including those of FINRA,… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the ... such as Document Imaging, Note Processing, Handling of physical securities and Fee Processing. WHAT WILL YOU DO? *...situations. * Ability to interpret documentation written in a legal context * Thorough understanding of and experience, using… more
- Packing Corp of America (Lake Forest, IL)
- …the company's securities law expert. This individual will also provide legal support to other areas of the company, including sales, procurement, risk ... The attorney also participates in the management and administration of the Legal department. Principle Accountabilities: + The Securities lawyer ensures… more
- Citigroup (Jersey City, NJ)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or department in ... of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Develop and implement business initiatives,… more
- First Horizon Bank (Memphis, TN)
- …and proactive paralegal to support our Corporate Secretary and Corporate & Securities team in various capacities. The ideal candidate will possess strong ... organizational skills, a solid understanding of legal terminology and procedures, and the ability to interact...**Duties** + Assist the Corporate Secretary and Corporate & Securities team in managing our relationship with our Board… more
- TD Bank (New York, NY)
- …programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures ... (including written supervisory procedures) governing investment banking, securities underwriting, private placements. + Provides strategic vision to the development… more